22 Securities Analysis / Research job openings in the Racine, Wisconsin area

« Racine job listings index · Accounting - Finance & Insurance

Job listings, help wanted ads and employment postings (last updated on Wednesday, April 23)

Anti Money Laundering Investigator


WI-Milwaukee, The AML Investigator is responsible for ensuring the requirements of the U. S. AML Program are maintained at a level commensurate with regulatory expectations. This role is responsible for performing suspicious activity monitoring to identify customers which pose a risk for money laundering and terrorist financing. This role assists in Suspicious Activity Reporting (SAR) and/or high risk customer i … MORE INFO

Anti Money Laundering Financial Intelligence Team Lead


WI-Milwaukee, The AML Financial Intelligence Team Lead (Team Lead) oversees the day-to-day operations of a team of Investigators, Analysts and/or Coordinators within the Financial Intelligence group. This role is responsible for mitigating and managing risk exposure pertaining to BSA/AML programs. The Team Lead provides context and subject matter expertise to the functional team relating to operations, customer … MORE INFO

Shown below: jobs by Juju.com

Securities Specialist 1

US Bank – Milwaukee, WI – financialjobbank.com

Securities Specialist 1-140011185 ## At US Bank, we''re passionate about helping customers and the communities where we live and work. The fifth-largest bank in the … MORE INFO

Division Counsel - Securities

Abbott – Abbott Park, IL – businessworkforce.com

DIVISION COUNSEL - SECURITIES -14000000MT ## Description Abbott is a global healthcare company devoted to improving life through the development of products and … MORE INFO

Registered Associate - Finance and Investment Industry Opportunity

Morgan Stanley - Finance and Investment Industry – Milwaukee, WI – Velvet Jobs

…and New York Departments, Exchanges, and other branch offices. . Process securities , ensuring good delivery and accurate processing. Process checks for Management … MORE INFO

Alternative Investment Admin 1

US Bank – Milwaukee, WI – businessworkforce.com

· Key Responsibilities
· Record trade information, income activity and pricing of securities in the Portfolio Accounting System. Reconcile portfolio holdings and cash. … MORE INFO

Loan Admnistrator

BMO Harris Bank – Brookfield, WI – businessworkforce.com

…discrepancies/ exceptions that frequently deal with non-routine situations, requiring further analysis .
· Investigate and may resolve or make recommendations to more … MORE INFO

Relationship Manager

Thomson Reuters – Brookfield, WI – businessworkforce.com

…issues, contract proposals, opportunity and problem assessments and corresponding resolution analysis .
· Demonstrates teamwork and the ability to request and accept … MORE INFO

Distribution & Retirement Plan Specialist

BMO Harris Bank – Brookfield, WI – salesheads.com

…Provide general and specific information on accounts and products, transaction status, research reports, etc upon request Respond to web navigation queries, assist … MORE INFO

BCU Financial Advisor

Baxter – Vernon Hills, IL – businessworkforce.com

…them meet their financial goals and objectives by preparing and delivering analysis to evaluate appropriate investment, insurance, and credit union solutions. They are … MORE INFO

Mutual Fund Accounting Specialist

Northwestern Mutual – Milwaukee, WI – businessworkforce.com

…of internal and external customers, including preparingregulatoryfilings to the Securities and Exchange Commission, performance calculations and marketing information. … MORE INFO

Technical Support Desk Engineer

Omnicell, Inc. – Waukegan, IL – techcareers.com

…adhering to company and customer policies regarding user privileges and system securities
· Identify and resolve 1st level technical problems via multi-facet methods: … MORE INFO

Senior Relationship Manager , Trust and Custody Services

BMO Harris Bank – Milwaukee, WI – businessworkforce.com

…for the following: master trusts; corporate custody; trust operations, and securities lending which requires significant industry and regulatory knowledge.
· 85% … MORE INFO

Service Representative III

BMO Harris Bank – Brookfield, WI – administrativejobs.com

…conflicts of interest, safeguarding of customer information, trading in securities , anti-money laundering, privacy and disclosure of outside business activities. … MORE INFO

Office Representative - State Farm Agent Team Member (Sales experience preferred)

Maggie Bringa - State Farm Agent – Waukesha, WI – salesheads.com

…to obtain)
· Life & Health license (must be able to obtain)
· Series 6 securities license (must be able to obtain)
· Selected candidate is expected to remain current … MORE INFO

Insurance and Financial Services Position - State Farm Agent Team Member (Sales experience preferred

Maggie Bringa - State Farm Agent – Waukesha, WI – salesheads.com

…to obtain)
· Life & Health license (must be able to obtain)
· Series 6 securities license (must be able to obtain)
· Position may require irregular working hours If … MORE INFO

Account Manager - State Farm Agent Team Member (Sales experience preferred)

Jeffrey Smith - State Farm Agent – Lake Forest, IL – salesheads.com

…(must have currently)
· Life & Health license (must have currently)
· Canadian securities required licenses (must be able to obtain) ## My Training Program Includes … MORE INFO

Product Manager - Senior

Fiserv – Brookfield, WI – Fiserv

…business reviews and recommend enhancements. Manage the execution of user/industry research to further support rationale for product development and positioning within … MORE INFO

Sr. Quality Assurance Specialist

BMO Harris Bank – Brookfield, WI – BMO Harris Bank

…of work, resource forecasting, quality control, training, team coaching and guidance, research and problem resolution.
· Act as back-up in the manager's absence … MORE INFO

Transitions Coordinator

BMO Harris Bank – Milwaukee, WI – BMO Harris Bank

…supporting the Transition Manager and Transition Analysts with preparation, review and analysis of participant data information in establishing trust account, system set … MORE INFO

Internal Auditor

Robert W. Baird & Co. Incorporated – Milwaukee, WI – CareerBuilder.com

…management. 9. Maintain awareness and knowledge regarding regulations in the securities industry, general accounting principles, internal audit practices and practices … MORE INFO

Collateral Management Specialist - Workflow Coordinator

BMO Harris Bank – Brookfield, WI – CareerBuilder.com

…discrepancies/ exceptions that frequently deal with non-routine situations, requiring further analysis .
· Investigate and resolve or make recommendations to more senior … MORE INFO

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Updated to reflect Feb 2014 unemployment rates