32 Risk Management / Compliance job listings in the Huntington, New York area

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Job listings, help wanted ads and employment postings (last updated on Thursday, October 30)

Internal Audit Director


NY-Huntington Station, Director of Internal Audit
· Assessment and compliance with technical financial accounting matters under GAAP and SEC Reporting.
· Performs /’Guides periodic financial audits of company’s divisions and foreign subsidiaries as well as site visits to affiliate companies. This includes advising foreign subsidiaries and affiliates in matters affecting compliance with all technical accounting matters a … MORE INFO

It Auditor


NY-Huntington Station, JOB SUMMARY: The Global IT Audit Senior is a key position within a world class Internal Audit team responsible for leading and executing innovative IT assurance and advisory services for North American and International locations. We are seeking highly motivated individuals who have experience with a major public accounting firm and / or equivalent Fortune 300 industry internal audit experience pe … MORE INFO

Private Bank-Asset Management


CT-Stamford, A Top-Tier Global bank seeks a Compliance Officer who will be responsible for covering the North American Global Managed Investments (GMI) business within the Private Bank Division. S/he will report to the Head of GMI Compliance and will be responsible for the following: • Providing support into business and product management staff to facilitate effective compliance with OCC Regulation 9 fiduciar … MORE INFO

SVP, Treasury and Capital Planning Audit


CT-Stamford,Alpharetta, On July 31, Synchrony Financial reached its goal of an Initial Public Offering (IPO) and was listed on the NY Stock Exchange under the symbol SYF. It was previously known as GE Capital Retail Finance. Synchrony Financial brings 80 years of experience and financial leadership under one new brand. We offer private label credit cards, promotional financing and installment lending and FDIC-insured sav … MORE INFO

Supervisory Affairs Manager


CT-Stamford, Position can be located in 1) Draper, UT or 2) Stamford, CT. On July 31, Synchrony Financial reached its goal of an Initial Public Offering (IPO) and was listed on the NY Stock Exchange under the symbol SYF. It was previously known as GE Capital Retail Finance. Synchrony Financial brings 80 years of experience and financial leadership under one new brand. We offer private label credit cards, promo … MORE INFO

Senior Operational Due Diligence Analyst


CT-Norwalk, An Alternative investments firm seeks a Senior Operational Due Diligence Analyst who will work with Risk Management Team on operational due diligence on hedge funds and long-only asset managers. Responsibilities: • Primarily emphasize: risk assessment of business models, compliance policies and procedures, trade processing and valuation practices, counterparty/financing risks, technology infrastru … MORE INFO

Compliance/AML Manager, Harrison, NY


NY-Harrison, We have an immediate opening for an Compliance/AML Manager in our Harrison, NY location. Responsibilities Include: Undertaking file reviews and general monitoring of clients and investors to ensure that the Group's AML policies & procedures are being applied and adhered to Identifing changes to legislation, rules or industry guidance to ensure that the Group meets its statutory obligations and int … MORE INFO

Risk Analsyt


CT-Norwalk, RESPONSIBILITIES: Our Norwalk, CT client is a leading international corporation seeking a Risk Analyst to join their growing operations team. This is a great opportunity for a full time position with this company. Job Description: In this role you will prepare actuarial forecasts and trend reports, maintain insurance files, perform in depth case by case claims analysis, ensure compliance to intern … MORE INFO

Director – Enterprise Risk Management


CT-Westport, Position Description About Terex Terex Corporation is a diversified global manufacturer of a broad range of equipment that is focused on delivering reliable, customer-driven solutions for many applications, including the construction, infrastructure, quarrying, mining, shipping, transportation, refining, energy, utility and manufacturing industries. Terex reports in five business segments: Aerial … MORE INFO

Credit Risk Modeler, Basel II / Loss forecasting (Commercial preferred)


NY-New York City, This position can sit in NYC or in Pittsburg PA We are a leader in our industry and as such we are experiencing tremendous growth. Due to this growth we are seeking to add an experienced credit risk modeler to the commercial credit risk modeling group. In this role you will provide analytical support in the development, implementation, monitoring and maintenance of Basel II compliant quantitative … MORE INFO



NY-New York City, BH522 MANAGER — REGULATORY REFORM COMPLIANCE Our client an international bank, is currently seeking a Manager of Regulatory Reform Compliance. This is a growth opportunity! JOB DESCRIPTION: The incumbent will be responsible for providing compliance support to the Regulatory Reform PMO, key business and control stakeholders across the Bank in relation to regulatory reform arising out of the America … MORE INFO

CCOs and Attorneys With Investment Advisers Act of 1940 Experience


NY-New York City, We need compliance and legal professionals immediately! Mission Critical is seeking professionals with regulatory compliance and/or industry compliance backgrounds, particularly in the Investment Advisers Act of 1940, Investment Company Act of 1940, and FINRA rules, to join our investment adviser practice in an effort to help our company continue to grow. The demand for our compliance services is … MORE INFO

Regulatory Operations- Business Analyst for Premier Financial Firm


NY-New York City, Regulatory Operations- Business Analyst for Financial Firm Our client is a premier financial services institution that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Overview:
· This project is related to completing all outstanding requirements to facilitate the … MORE INFO

Communications Review Group Analyst


NY-New York City, Communications Review Group Analyst Our client is a premier financial services institution that provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Position Summary: The Communications Review Group (CRG) is a service-oriented team of experienced professionals respons … MORE INFO

VP Regulatory Risk & Compliance


NY-New York City, Top Tier Financial Organization seeks Regulatory Risk and Compliance Vice President In this role you will:
· Assess the internal control environment of the Regulatory Risk & Compliance groups.
· Execute the entire audit process. Iincluding audit planning, risk assessments, continuous monitoring and issue tracking for the Regulatory Risk & Compliance groups. Where relevant, perform audit work or ma … MORE INFO

Risk Management AVP


NY-New York City, Top International Bank seeks AVP Risk Management with strong reporting skills and experience. Very promotable role within expanding organization that offers competitive compensation (125K+ bonus) in addition to a superior benefits package. You will manage the daily Product Control function for Fixed Income and FX trading . This will involve:
· Compilation of daily P&L for several fixed income trad … MORE INFO

KYC Analyst - Capital Markets


NY-Manhattan, Summary KYC Analyst - Capital Markets, will assist in the growth of this large and growing international bank. Client Details This is a foreign bank with an large international footprint. Within the US they have a strong and stable settig, with the Manhattan office headquartering operations. Description KYC Analyst - Capital Markets in Manhattan will be required to - Communicate with both the clie … MORE INFO

Investment Compliance Analyst


NY-New York, RESPONSIBILITIES: Our client is a global investment bank with an opening in the Grand Central area of New York City. This position is to cover an employee going out on extended leave. Specific Responsibilities: Work closely with the Director of Investment Compliance to ensure all violations appearing on the daily violation report have been investigated, correctly identified as valid (Reportable/No … MORE INFO

Analyst - AML


NY-New York City, Financial Services Co. located in Midtown has numerous consulting roles (9+ months) and seeks individuals with 3+ years of financial services Back Office Operations experience with BS degree in Accounting or Finance preferred: Candidates must have experience with AML with specific focus on Anti Money Laundering Regulations and their implementation within Transfer Agency: Responsibilities include: … MORE INFO

Compliance Project Manager


NY-New York, RESPONSIBILITIES: Kforce has a client seeking a Compliance Project Manager in New York, NY. The position is part of the AML Compliance team and performs anti-money laundering surveillance on the accounts maintained at the Firm. Duties Reviewing exception reports and analyzing suspect accounts for possible money laundering and other suspicious activities Account review process involves using the Fi … MORE INFO

Credit Analyst


NY-New York, Our client is a leading financial institution looking for a sharp credit analyst. The company has a history of rewarding and promoting their team members. RESPONSIBILITIES: As part of the finance team you will - Focus on various industry existing and potential clients in the interpretation and analysis of their financial condition - Build and maintain models using credit ratios and other quantitat … MORE INFO

Trust Officer


NY-New York, Experis Finance is seeking local, highly qualified Trust Officer for upcoming projects with our clients. Whether youre looking for something new today or in the future, wed love to hear from you. Description: Review sophisticated testamentary trust instruments for high net worth clients and prepare accurate abstract / synopsis of relevant provisions. Issue spot newly accepted trusts to provide pro … MORE INFO

Federal Reserve Bank Holding Company and CCAR Reporting


NY-New York City, Federal Reserve Bank Holding Company Reporting New York, NY
· This is a Full-Time opportunity PTS Consulting Group PLC (PTS)is a world class IT Consulting and Project Management Company, providing its clients with Professional Services, Managed Services and Resourcing Solutions. PTS Consulting is currently seeking a Regulatory and Compliance professional for a full timeposition in New York Position … MORE INFO

Federal Tax Senior Manager - HUGE GROWTH POTENTIAL


NY-New York City, CyberCoders Matching Great People with Great Companies Learn more about CyberCoders Apply Federal Tax Senior Manager New York City, NY Full-Time $120,000 - $175,000 Apply Apply Federal Tax Senior Manager New York City, NY Full-Time $120,000 - $175,000 Apply Job Details If you are a Federal Tax Senior Manager with 7+ years of experience please read on! Based in NY, NY, we are one of the most renown … MORE INFO

Insurance Investigator Trainee


NY-New York City, We are a Manhattan based insurance investigation and adjustment firm conducting investigations for insurance companies. We have an entry level position available. Must be fluent in speaking, reading and writing Spanish. Must have excellent writing and organizational skills. Must own a vehicle. Auto reimbursement plan. This is a full time salaried position with benefit package. Please email Cover L … MORE INFO

Shown below: jobs by Juju.com

Dry Van OTR CDL A Tractor-Trailer Truckload Driver (HazMat REQ)

UPS – Greenwich, CT – LinkUp

…and mentally able to safely perform the essential job functions without obvious risk of injury to the employee or co-workers. Applicants must receive satisfactory … MORE INFO

Risk Compliance Solutions Architect

Beta-Search, Inc. – New York, NY – Net-Temps

…required, preferably in professional services and/or industry ? Professional technology, project management and/or risk and compliance Certifications ideal ? … MORE INFO

Business Analyst with Regulatory/ Risk

Software Guidance & Assistance – New York, NY – Net-Temps

…years of experience with investment banking products 3-5 years of experience within Risk Management ; Strong knowledge of Investment Banking business processes front … MORE INFO

Sr. Security Engineers / Information Security Analysts

Recruitment Trends, Inc. – , NY – ZipRecruiter

…and develops vision / roadmap for additional modules as may be requested by management ( Compliance , Risk , Vendor, etc. ) Ability to increase efficiency of … MORE INFO

Project Manager, Investment Banking, Change Management

Harrison Reed Computer Consulting – Stamford, CT – Net-Temps

…design, testing, migration and implementation. - Planning, milestone verification, resourcing, risk management , project status reporting and issue tracking for … MORE INFO

Manager -Banking Governance, Risk & Regulatory Services, Regulatory & Compliance

Unknown – Stamford, CT – Experteer.com

…organizations in enterprise-wide risk assessment and help develop a sustainable compliance and risk management program by helping organizations coordinate … MORE INFO

Sales Associate

PETCO – Syosset, NY – JobDiagnosis

…safe and secure. You will also perform routine housekeeping tasks, assist store management in the opening/closing of the store and participate in physical inventory … MORE INFO

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Employment information for Huntington, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info


Updated to reflect Jul 2014 unemployment rates