29 Risk Management / Compliance job openings in the Huntington, New York area

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Job listings, help wanted ads and employment postings (last updated on Monday, April 27)

Internal Audit Manager - Asset Management


CT-Stamford, Firm is an asset management firm with 850 employees Firm primarily invests in discretionary long/short equities and makes significant quantitative and macro investments. Responsibilities:
· Developing risk management objectives and audit programs
· Completing operational, financial, and compliance audits in accordance with the audit plan and professional standards
· Providing practical, value-adde … MORE INFO

Deputy Director of Finance


NY-New York City, PURPOSE OF POSITION: Under direction, serves as a principal assistant to the Network CFO and exercises sound judgment and initiative in theadministrative direction and coordination of major activities or functions of a health care facility. DUTIES & RESPONSIBILITIES: Develops and maintains a staff of support personnel to efficiently run Affiliation & Grants, Property Office, Accounts Payable, Fixe … MORE INFO

Compliance Analyst


NY-New York City, The Global Marketing Review team is responsible for compliance functions with regard to review and approval marketing materials for all AB retail businesses. This position involves marketing material review, including the review of product, economic, training, and educational materials, and other public communications. In this role, the reviewer will ensure compliance with regulatory requirements … MORE INFO

SVP Compliance


NY-New York City, Top Tier International Bank seeks Compliance Senior Vice President In this executive Compliance role you will revise and implement the compliance Monitoring, Surveillance and Testing strategy for a high profile bank. You will have the opportunity for career advancement as you will be taking ownership of these critical Compliance programs and will have extensive executive exposure with ample opport … MORE INFO

Senior Asset / Portfolio Manager


NY-New York City, Senior Asset / Portfolio Manager POSITION SUMMARY Our Client, a Midtown NYC based Owner and Developer of NYC residential properties and out of state commercial properties is looking for a 'Senior Asset/Portfolio Manager' The portfolio is comprised of 6 luxury residential buildings with approximately 820 units and office buildings in DC and Bethesda, MD. Knowledge & Experience: A minimum of fifteen … MORE INFO

Manager-Internal Audit Consulting


NY-New York City, WeiserMazars, the independent U. S. member firm of Mazars Group, ranks as the 26th largest audit, tax and advisory firm in the nation and the eighth largest in the New York Metropolitan area. We are seeking a talented senior-level Financial Services Risk Advisory Manager to help grow our Internal Audit and Consulting practice with a special emphasis in Banking in our New York office. The ideal cand … MORE INFO

Global Financial Crimes- Anti Corruption VP


NY-New York City, Our client, a leading global financial services firm providing a wide range of services, seeks a Vice President of Global Financial Crimes in the Anti-Corruption Group. This role will be based in Hong Kong. The firm is looking for someone with strong anti-corruption compliance experience and would be open to someone coming from either a similar firm, law firm, government agency, defense contractor … MORE INFO

Deputy/Chief Compliance Officer


NY-New York City, A wealth management practice seeks a Deputy/Chief Compliance Officer who will be responsible for combining expertise, judgment and discretion to provide a strategic vision and to oversee all aspects of the firm’s compliance function. S/he will provide compliance/risk management leadership to senior management. Primary Responsibilities: • Enhance, design, implement and oversee a risk-based complian … MORE INFO

Auditor IT - CISA


NY-New York City, Internal Audit work is focused on the following primary activities: • evaluating internal controls in critical business processes and technologies and making recommendations;• taking a leadership role with the company’s Sarbanes Oxley (SOX) initiative;• assisting the company’s independent auditor with the annual audit;• various other consulting and special projects as they arise. • RESPONSIBILITIES … MORE INFO

Market/Credit Risk Implementation


NY-New York, Market Risk/Credit Risk team, which assists our clients in implementing technology solutions to meet their credit risk needs, specifically around Market/Credit risk management, risk-adjusted performance measurement and capital management. Our services focus on several areas of technology including an evaluation of risk technology architecture, definition of requirements, system integration, testin … MORE INFO

Global Account Manager, Complex Multi-National Property Underwriting


NY-New York, Job Details ACE is seeking a Production Underwriter to underwrite, produce and manage an existing portfolio of large, Multinational Property & Marine Cashflow Accounts and Fronted Property CMP Accounts. We’re seeking to efficiently and profitably underwrite, manage, retain and service multinational property and marine accounts. This requires process- and time management over the course of the poli … MORE INFO

IT Risk Assurance Technology


NY-new york, Financial services firm seeks experienced Risk Assurance Technologist. This is industry-focused business unit that provides a broad range of integrated services which leverage deep industry experience with strong functional capability and product knowledge. With a client base that includes financial institutions and other capital markets participants, there's tremendous potential for growth. We ta … MORE INFO

AML/Compliance Business Analyst


NY-New York, Financial Services firm which has a large Risk Mgmt practice is looking for people at all levels who have strong AML Surveillance and Monitoring technology implementation experience. Candidates need to have experience implementing AML Surveillance and Monitoring Technology solutions for Financial Services firms (Mantas, Actimize, Fircosoft, Searchspace, Charles River, Aladdin, Fortent ). Work as p … MORE INFO

Institutional KYC Analyst


NY-New York, Our client, a top-tier financial services firm seeks a KYC Analyst for their institutional KYC department. This role would involve reviewing KYC documents on the foreign (non-domestic, US) side. The person would be reviewing high-risk non-US accounts specifically at LATAM clients. Other responsibilities include: • Conduct timely and detailed KYC Due Diligence Reviews utilizing tools and on-line se … MORE INFO

Senior Risk Analyst


NY-New York, Summary The Senior Risk Analyst will be responsible for creating a reporting platform to report operational risk metrics. Client Details Our client is a leading Financial Services Asset Management firm located in New York. Description The Senior Risk Analyst will be responsible for: Financial engineering Running reports to measure operational risk metrics and effectively manage business Communicat … MORE INFO

Ops Risk Director Data Integration


NY-New York, Summary Our client is looking for a senior level Operational Risk Director at 7-10 yrs experience to develop conversion tools to integrate and consolidate risk data. Client Details Our client is a Fortune 100 financial services firm Description Responsibilities Include: Creating and implementing data mapping integration and consolidation tools and methodology Verify and maintain risk data quality … MORE INFO

ORM Director Asset Management


NY-New York, Summary Our client is looking for a Senior Operational Risk professional with over 10 years of experience in operations in asset management. Client Details Our client is a bulge bracket financial services firm. Description Responsibilities Include: implement the Asset Management Ops Risk framework create ops risk reports that highlight key issues, trends and impacts Having a good grasp of Asset Ma … MORE INFO

ERM Specialist Risk Reporting


NY-New York, Summary Our clients are looking for a 5-7 year risk professional enhance and maintain risk analyses to the team and senior management. Client Details Our client is an international banking corporation. Description Responsibilities Include: Leading parts of the design, enhancement and developments of risk policies and procedures Be the lead in meetings for coordination and data gathering across the … MORE INFO

Area Manager


NY-New York City, Overland Solutions has an opening for an Area Manager in the New York/New England region covering New York City. The Area Manager reports to the Regional Manager, New York/New England region. This is a senior level position in which incumbent’s responsibilities focus on the management, coordination, monitoring, and training of regional auditors in a manner that is consistent with company policies, … MORE INFO

ERM Sr Specialist Risk Inventory


NY-New York, Summary Our client is looking for a 5-7 year Risk professional with Basel, regulatory reporting, and project management experience. This role will be more focused towards Risk Inventory. Client Details Our client is an international Banking Corporation Description Responsibilities Include: Create manage and maintain policies and procedures, systems and tools to support the risk inventory function. … MORE INFO

ERM Specialist Advanced Systems Review


NY-New York, Summary Our client is looking for an experience professional to come with at least 3 years of experience within Enterprise Risk Management. This position will provide expertise and analysis in Basel approaches for bank regulatory capital, CCAR, stress testing and risk modeling. Client Details Our client is a growing international banking corporation. Description Responsibilities Include: Analyze a … MORE INFO

Counterparty Credit Manager


NY-New York, Summary Our clients are looking for a senior level Counterparty Credit Risk professional with leadership experience and a background in establishing credit policies, procedures, setting and maintaining credit limits on a global scale. Client Details Our client is a bulge bracket trading platform. Description Responsibilities include: Identification of global credit risk areas Improvement of polici … MORE INFO

Equities Operational Risk Manager


NY-New York, Summary Our clients are looking for senior Operational Risk professional with a strong familiarity with the Equities business. This role will report to the Chief Risk Officer and assist in providing the ORM framework. Will work with Front Office. Client Details Our client is a well known financial services holding company. Description Responsibilities Include: Independently oversee, maintain, and … MORE INFO

Compliance Data Integrity Standards and Control AVP


NY-New York, A financial services firm seeks a Compliance Data Integrity Standards and Control AVP will be responsible for operating in accordance with the relevant change governance standards, mandated project management methods, and the imperatives of operating under a risk-assessed framework. Responsibilities include: • Partner with Global Data Integrity Standards and Control (DISC) team members in the day- … MORE INFO

Experienced Recruiter for Compliance Search


NY-New York, We are one of the largest and oldest Executive Recruiting firms specializing in the placement of Compliance, Legal and Regulatory professionals. We focus on Wall Street, Investment Banks, Hedge Funds and Fortune 100 companies worldwide. Why am I hiring (as an introduction, I am the Managing Director and founder of The Compliance Search Group)? It is for a very good reason, we have more business th … MORE INFO

Shown below: Huntington risk management/compliance area jobs provided by Indeed job search

Regulatory Risk Solution Relationship Director

KPMG – New York, NY – Indeed.com

Improving business performance, turning risk and compliance efforts into opportunities, and creating, enhancing and preserving value are at the core of what we. . . … MORE INFO

Manager/Director, Regulatory Risk

KPMG – New York, NY – Indeed.com

We are currently seeking a Manager/Director in Financial Risk Management -Regulatory Risk for our KPMG Risk Consulting practice to join us in our New York City. . . … MORE INFO

Director, Regulatory Enforcement & Compliance

KPMG – New York, NY – Indeed.com

Eight years of AML compliance, bank operations, compliance, or legal experience in the financial or professional services industries. . . . … MORE INFO

Director, Risk Management

Regeneron – Tarrytown, NY – Indeed.com

Proactively identify and develop plans/strategies for non-compound specific risk management activities. May assume personnel management responsibilities. . . . … MORE INFO

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Updated to reflect Oct 2014 unemployment rates