25 Risk Management / Compliance job ads & opportunities in the Babylon, New York area

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Job listings, help wanted ads and employment postings (last updated on Monday, August 3)

BSA/OFAC Officer – Retail Banking


NY-Levittown, 145k-162k Great opportunity- Leader in banking industry in Nassau County seeks Bachelors degree and 12+ years of progressive experience in banking operations or other financial services field, with strong emphasis on BSA, AML and OFAC. Minimum of 5 years experience managing a significant size BSA department in a financial institution. Comprehensive knowledge of BSA/AML and OFAC requirements is a m … MORE INFO

Credit/Risk Analyst


NY-Roosevelt Field,
· Job Description • Perform credit analysis and underwriting activities for prospective commercial accounts using credit evaluation guidelines. • Assess fraud and credit risk exposure. • Review credit reports (business and personal) to assess the credit worthiness of prospective clients. • Prepare underwriting documents for management review on accounts exceeding standard risk thresholds. • Interfa … MORE INFO

Manager Financial Compliance


NY-westchester, Manager Financial Compliance Major Service Company located in Westchester, NY is currently seeking a qualified individual to manage Internal Controls and establish the strategic framework for the Company’s Internal Control environment Responsibilities:
· Manage the program to timely completion. Produce report/summary of results of each testing cycle. Ensure that the control in pace are appropriate … MORE INFO

VP, Financial Audit


CT-Stamford, With roots in consumer finance that trace back to 1932, Synchrony Financial (formerly GE Capital Retail Finance) is a leader in consumer credit and promotional financing, providing a range of products for a diverse group of national and regional retailers — including Main Street mainstays-, local merchants, manufacturers, buying groups, industry associations, and healthcare service providers. We a … MORE INFO

Senior Commercial Lines Account Executive


NY-Scarsdale, The Senior Commercial Lines Account Executive will manage and grow a large existing book of specialty/program business. Strong leadership skills, management experience and the ability to rate online with major carriers (Travelers, Hartford, etc. ) is a strong plus. The Senior Commercial Lines Account Executive will service specialty commercial lines accounts including assisting customers in making … MORE INFO

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Investment Consultant

Fidelity – Lake Grove, NY – LinkUp

…. Participates in execution of local marketing development plan. . Adheres to compliance / risk procedures and exhibits detailed attention to disclosure policies by … MORE INFO

Assistant Branch Manager - Park, Ave NYC

Fidelity – New York, NY – LinkUp

…Assist with the management of operational activities, including full supervision of local risk and compliance issues, if a Branch Service Manager is not in … MORE INFO

Quality Risk Clinical Reviewer (Harp)

EmblemHealth – Melville, NY – JobsRadar

…member risks and coordinate needs with applicable parties. Performs all other Quality Risk Management duties, as required. Regular attendance is an essential … MORE INFO

Financial Consultant - Upper West Side, NYC

Fidelity – New York, NY – LinkUp

…engagement. (Ie Book of Business, email and marketing tools). . Adheres to compliance / risk procedures and exhibits detailed attention to disclosure policies by … MORE INFO

Financial Representative

Fidelity – Greenwich, CT – LinkUp

…as a conduit to processing groups, cashiering, adjustments, etc. Adheres to compliance / risk procedures and exhibits detailed attention to disclosure policies. Serves … MORE INFO

Vice President, Financial Consultant

Fidelity – Fairfield, CT – LinkUp

… experience preferred, especially working in a virtual team Understanding of operational, compliance and risk issues in the brokerage business Company Overview At … MORE INFO

Finance & Risk , Regulatory & Compliance Consultant *

Accenture – New York, NY – JobsRadar

…years of experience with Compliance process design and reengineering Experience with Risk and Regulatory Management Consulting within a reputable ManagementMORE INFO

SOX Compliance Manager - Risk Management - COSO

Signature Bank – New York, NY – JobsRadar

SOX Compliance Manager - Risk Management - COSO 2013 Join a winning team! Signature Bank is ranked #1 on Forbes 2015 list of Best Banks in America and has been … MORE INFO

Risk Assessment Compliance Officer

Top Int'l Corporate and Investment Banking Firm – New York, NY – JobsRadar

…areas in conducting Compliance Risk Assessments Supporting the development by Compliance senior management of an IHC Compliance Program with respect to … MORE INFO

Manager-Finance & Risk Human Capital Management *

Accenture – New York, NY – JobsRadar

…travel requirements, up to 100% Preferred Qualifications: Experience with Anti-Money Laundering, Risk Management , Compliance , and/or Finance Transformation 3 … MORE INFO

Risk Coverage Officer ( Risk Analysis, Audit Reporting)

ConsultNet – New York, NY – JobsRadar

…Java to Cobol and VB. Net. Position Description - Partner and collaborate with senior WIM Risk management on expansion and maturing the Risk coverage model across … MORE INFO

AVP, IT Risk Security Metrics and Reporting

Moody's Corporation – New York, NY – JobsRadar

Regular/Temporary: Regular Entity MCO Line of Business: Moody's Information Technology Moodys IT Risk Management is looking for an Assistant Vice President who will … MORE INFO

Compliance Manager

New York Community Bank – Garden City, NY – JobsRadar

…the Compliance Officer with the overall management of the Companys compliance program by ensuring an effective, risk based Compliance Monitoring Program, … MORE INFO

AVP IT Risk Controls

Moody's Corporation – New York, NY – JobsRadar

Risk Controls. This position requires background in Risk Management with knowledge of IT regulatory compliance requirements, Information Security standards … MORE INFO

Insurance Enterprise Risk Specialist

Moody's Corporation – New York, NY – JobsRadar

…America. We are seeking a seasoned sales professional with significant experience selling risk management solutions to US and Canadian financial institutions, with a … MORE INFO

IT Risk Analyst

Kforce Technology – New York, NY – JobsRadar

…Assist with Oliver Wyman Group security related proposals, questionnaires, and technology risk related requests Provide management assurance that IT security is … MORE INFO

Senior Information Security Engineer - Risk Assessment and Architecture

Moody's Corporation – New York, NY – JobsRadar

…software, advisory services and research for credit and economic analysis and financial risk management . The Corporation, which reported revenue of $3. 3 billion in … MORE INFO

Compliance Analyst High Risk New Accounts - Onboarding

Signature Bank – New York, NY – JobsRadar

…movement Draft Suspicious Activity Reports and make recommendations Assist with the Banks compliance risk assessment program and Enhanced Due Diligence (EDD) reviews … MORE INFO

Banking Compliance Officer & Administrative Assistant

ICONMA – New York, NY – JobsRadar

Risk Assessments (PRAs). This role is responsible for assisting the Director of Compliance Risk Assessment in overseeing and administering the CDSA process and … MORE INFO

Merrill Lynch Financial Advisor Program

Merrill Lynch Wealth Advisory – Melville, NY – JobsRadar

…for prospects and clients based on their objectives, resources, time horizon, risk profile and preferences
· Balancing investment management , sales activities, … MORE INFO

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Employment information for Babylon, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info


Updated to reflect Oct 2014 unemployment rates