21 Regulatory / Compliance Law job postings in the Babylon, New York area

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Job listings, help wanted ads and employment postings (last updated on Tuesday, March 3)

Compliance Associate


CT-Stamford, Carrollton Capital Partners, LLC (d/b/a OfferBoard Securities) an SEC registered broker-dealer and member of FINRA has an immediate need for a part-time/hourly Compliance Associate in its Stamford CT office. The ideal candidate will have previous employment experience in the securities industry. Responsibilities: As Compliance Associate you will manage a variety of duties for the Compliance Depart … MORE INFO

Shown below: jobs by Juju.com

Real Estate Transaction Manager/Paralegal

James E. Clark - Attorney at Law – Babylon, NY – ZipRecruiter

Company Description: Small general practice law firm with thriving real estate practice. Offering world class, premium-level service in a fast-paced work environment … MORE INFO

Senior Revenue Cycle Specialist

Silver Staff Resources – New York, NY – ZipRecruiter

…enhancements. Supports Revenue Cycle Manager in ensuring system and process adherence to regulatory and compliance requirements. Serves as back-up to Revenue Cycle … MORE INFO

Server / Bar / Restaurant / Retail / Hospitality Experience? - Customer Service Professionals Welcom

Job Window – Deer Park, NY – ZipRecruiter

…time, bilingual, inventory, recruiter, counselor, travel, teaching, help desk, law enforcement, trainer, media, professional, trainee, data entry, internship, … MORE INFO

Associate Financial Advisor

AXA Advisors, LLC – Woodbury, NY – ZipRecruiter

…a plus. Individuals who excel at AXA Advisors come from many different professional backgrounds including:
· Law
· Brokerage
· Banking
· Management
· Accounting
· Sales … MORE INFO

Border Patrol Agent (BPA)

US Customs and Border Protection – Bay Shore, NY – Linkup

…of the US Department of Homeland Security (DHS), one of our nation's largest law enforcement agencies charged with protecting our country and our borders. As a Border … MORE INFO

Vice President of Global Regulatory Affairs

NW Recruiters – , NY – ZipRecruiter

…specialties. Job Description: NW Recruiters is seeking a Vice President of Global Regulatory Affairs. This role will be responsible for assisting in analyzing public … MORE INFO

Manager, Regulatory Enforcement and Compliance

Unknown – New York, NY – Experteer.com

We are currently seeking a Manager in Forensic - Regulatory Enforcement and Compliance for our KPMG Risk Consulting practice to join us in our New York City office. … MORE INFO

Compliance Analyst

First Data Corporation – Melville, NY – JobsRadar

…position is focused on the distribution, processing, maintenance and adjudication of compliance documentation in both physical and electronic formats as it relates to … MORE INFO

Law Clerk/Client Satisfaction Specialist

The Chase Sensale Law Group, LLP – , NY – ZipRecruiter

…SHALL NOT BE CONSIDERED. WORK FROM SCHOOL OR HOME AROUND YOUR SCHEDULE! Small law firm seeks a motivated, organized, detail-oriented individual to work as an entry-level … MORE INFO

Delivery Driver (Full Time) Job

NAPA – , NY – JobsInMotion

…color, religion, sex, sexual orientation, gender identity, national origin, disability status, protected veteran status, or any other characteristic protected by law . … MORE INFO

Compliance Advisor Associate

Capital One – Melville, NY – beyond.com

…process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation -Participate … MORE INFO

Biller-Collector Team Lead - San Antonio, TX

UnitedHealth Group – New York, NY – Your Employment

…disease classifications and CPT codes; resolves related AR issues that occur due to regulatory issues, system problems, or due to business changes that are made because … MORE INFO

VP - Regulatory Stress Testing - Finance and Investment Industry Opportunity

Barclays Capital - Finance and Investment Industry – New York, NY – Velvet Jobs

…Objective Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal … MORE INFO

Compliance Director - Securities Finance

Fidelity Investments – New York, NY – Careerbliss

…business areas. The successful candidate must possess experience in a similarly senior compliance role or with a regulatory organization, must have the ability … MORE INFO

Junior Compliance /Quality Assurance Engineer Job

Bloomberg LP – , NY – JobsRadar

…will be responsible for ensuring Bloomberg39s hardware products meet and exceed product regulatory compliance needs both domestically (US) and abroad. The successful … MORE INFO

Senior Compliance Officer- Control Group Advisory

Citi – New York, NY – Start Wire

…in audit, risk or regulatory areas. Alternatively, the candidate will be a law school graduate with at least four years of experience working in-house at a financial … MORE INFO

IB Compliance Monitoring & Testing - Desk Reviews

Barclays Bank – New York, NY – JobsRadar

…status, disability, protected veteran status, genetic information, or any other basis protected by law . About Compliance Compliance at Barclays is located across … MORE INFO

Americas Operational Compliance Analyst

Barclays Bank – New York, NY – JobsRadar

…the Operations Division for Corporate, Investment Bank and Wealth businesses Assist the Regulatory Compliance team in providing information for regulatoryMORE INFO

Health Information Management - Compliance Analyst II

Memorial Sloan-Kettering Cancer Center – New York, NY – JobDiagnosis

…calling at a place thats finding a better way. Job Description: As a Compliance Analyst II, you will assist in the development of Clinical Documentation templates by … MORE INFO

Compliance Analyst, Officer

State Street Global Advisors – New York, NY – JobsRadar

…and Global Markets Trading and Clearing businesses Assist in maintaining the Compliance Programs to reflect changing regulatory requirements and business changes … MORE INFO

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Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info


Updated to reflect Oct 2014 unemployment rates