21 Regulatory / Compliance Law job listings in the Babylon, New York area

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Job listings, help wanted ads and employment postings (last updated on Wednesday, January 28)

SENIOR ASSOCICATE ATTORNEY - LEGAL/OPERATIONAL DUE DILIGENCE

Monster.com

CT-GREENWICH, As an in-house Associate Attorney of this private investment firm's legal/operational due diligence team, report to the Chief Operating Officer, where you will: 1) maintain firm's best practice compliance program (SEC and NFA registrations); 2) participate in firm's regulatory filings; 3) research/advise on firm and fund issues; 4) perform operational diligence on prospective and existing fund man … MORE INFO

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Digital Communications Manager

Considine – New York, NY – The Ladders

…Communications Manager New York, NY Full-time Company Description Premier, Global, Law Firm Job Description Digital Communications Manager Reports to: Global Marketing … MORE INFO

Director, US Regulatory Advertising and Promotion

Pfizer Inc. – New York, NY – BioSpace

…meet the US brand team's objectives while ensuring the necessary level of regulatory compliance . This includes:
· Ensures business compliance and implementation … MORE INFO

Nurse Practitioner

Makro Health – New York, NY – The Ladders

…coordinator is certified under section 6910 of the New York State Education Law and licensed as a registered nurse. A nurse practitioner/specialty coordinator provides … MORE INFO

Vice President of Global Regulatory Affairs

NW Recruiters – , NY – ZipRecruiter

…specialties. Job Description: NW Recruiters is seeking a Vice President of Global Regulatory Affairs. This role will be responsible for assisting in analyzing public … MORE INFO

Part Time Teller - SW Suffolk

Capital One – West Islip, NY – JobsRadar

…to Relationship Bankers - Adhere to operational controls, including legal, corporate, and regulatory procedures to ensure the safety and security of customer and bank … MORE INFO

Compliance Director- Regulatory Unit Manager (Retail Investments)

Citi – , NY – ZipRecruiter

…securities/investment advisory regulatory activities; at least 5 of which involve regulatory examinations.
· Bachelors degree or higher; law degree desirable.
·MORE INFO

PCT

Fresenius – Lindenhurst, NY – beyond.com

…vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. … MORE INFO

Manager/Director, Regulatory Risk

Unknown – New York, NY – Experteer.com

…practice to join us in our New York City office. Responsibilities: Provide regulatory compliance advisory services to capital markets institutions Develop and … MORE INFO

Manager/Director, Regulatory Risk

Unknown – New York, NY – Experteer.com

…practice to join us in our New York City office. Responsibilities: Provide regulatory compliance advisory services to capital markets institutions Develop and … MORE INFO

Manager, Regulatory Risk

Unknown – New York, NY – Experteer.com

…speak about current compliance issues at external seminars Lead consumer compliance regulatory business development efforts for primary target clients Schedule, … MORE INFO

Manager/Director, Regulatory Risk

Unknown – New York, NY – Experteer.com

…speak about current compliance issues at external seminars Leadconsumer compliance regulatory business development efforts for primary target clients Schedule, … MORE INFO

AVP - Credit & Regulatory Team

Human Resources Focused Consulting Firm – New York, NY – JobsRadar

The Credit Regulatory Team (CRT) is responsible for providing operational business support and controls across the rating process; implementing solutions to evolving … MORE INFO

Sr. Bank Regulatory Officer

Private Wealth & Asset Management Firm – Stamford, CT – JobsRadar

DescriptionYou will be responsible for administering the bank regulatory compliance program for Investment Bank working closely with other Legal and ComplianceMORE INFO

Senior Counsel - Bank Regulatory Group

JPMorgan Chase – New York, NY – JobsRadar

Senior Counsel - Bank Regulatory Group-140064738 ## Job Description JP Morgan serves one of the largest client franchises in the world. Our clients include corporations, … MORE INFO

Regulatory Counsel

Leading Financial Services Firm – New York, NY – JobsRadar

The ongoing refinement and maintenance of the world-wide regulatory and compliance program; Advising asset managers and traders on an active trading desk in real … MORE INFO

Bank Testing Compliance - VP or Director

The Compliance Search Group – New York, NY – JobsRadar

… Testing relationship with other professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry Staff, and Surveillance Analysts. … MORE INFO

Markets / Structuring Client Capital Compliance Director

The Compliance Search Group – New York, NY – JobsRadar

…or business / finance (for example, JD and/or MBA). Relevant experience outside of Compliance (for example, regulatory , law , finance or audit related … MORE INFO

Compliance Officer

Salem Executive Search – New York, NY – The Ladders

…concerns regarding accounting, internal auditing controls or auditing matters and/or YUS Regulatory compliance . 22. 30 To act as designated CRA ComplianceMORE INFO

Junior Compliance /Quality Assurance Engineer Job

Bloomberg LP – , NY – JobsRadar

…will be responsible for ensuring Bloomberg39s hardware products meet and exceed product regulatory compliance needs both domestically (US) and abroad. The successful … MORE INFO

Hedge Fund Compliance Counsel

The Compliance Search Group – New York, NY – JobsRadar

…that the company expects. The candidate should have hedge fund, investment bank, law firm or regulatory experience. Specific on target experience involving insider … MORE INFO

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Employment information for Babylon, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info

8.6%
Year
8.3%
Year
7.7%
Year
7.2%
Year
6.3%
Year

Updated to reflect Oct 2014 unemployment rates

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