30 Regulatory / Compliance Law job openings in the Babylon, New York area

« Babylon job listings index · Legal

Job listings, help wanted ads and employment postings (last updated on Friday, October 31)

Director, Export Compliance

Monster.com

NY-Hauppauge, Description Provide export regulatory interpretation and guidance in the following areas: Anti-boycott/Restrictive Trade Practices, Product Classification, Export Licensing, Re-export Authority, Technical Data, Compliance Training, Export Documentation, Letters of Credit, Import Assists, Import Licensing, Import Customs Clearance, Import Tariff Classification, Foreign Sourcing, Terms and Condition … MORE INFO

Compliance Officer

Monster.com

NY-Uniondale, Regulatory Compliance Officer Generalist with strong compliance background in retail Brokerage. Comprehensive understanding of SEC/FINRA Rules and Regulations. Self Starter able to work independently. Strong analytical skills, communication skills, attention to detail. Skilled in Microsoft office applications, Enthusiastic, level headed and hard working. Proper FINRA registrations and licenses. … MORE INFO

Compliance/Safety Administrator

Monster.com

NY-Far Rockaway, COMPANY BACKGROUND: The Joseph P. Addabbo Family Health Center, Inc. is a Federally Qualified Community Health Center established in 1987 to provide comprehensive health services to the medically underserved residents in the county of Queens & Kings, New York. The Health Center is licensed by the State of New York as an Article 28 Diagnostic and Treatment Center (DT+C) and has recently received ce … MORE INFO

Associate Counsel- Regulatory and Legal Affairs

Monster.com

NY-Bronx, Affinity Health Plan, an independent, growing, not-for-profit managed care company designed specifically to serve the needs of low-income New Yorkers, needs an Associate Counsel- Regulatory and Legal Affairs who will support constructive, well-informed relations with government entities through effective management of day to day operational issues. As part of your responsibilities, you will: 1. Pa … MORE INFO

Corporate Paralegal

Monster.com

NY-Westchester, Corporate Paralegal Dynamic corporation located in Westchester, NY seeks a Corporate Paralegal who will be responsible for supporting corporate legal matters including preparing of SEC filings (and relevant exhibits); preparing materials related to the Board of Directors and other corporate governance matters; and litigation support. Certified legal assistant or certified paralegal desired. Primar … MORE INFO

Head of Change Management

Monster.com

CT-Stamford, The Americas Compliance & Operational Risk Control (C&ORC) Head of Change Management leads the program/project management activities for Americas C&ORC. The Head of Change manages project managers who are responsible for delivering specific projects as defined by the Americas C&ORC Management Committee (ACORC MC). The key responsibilities for the Americas Compliance Head of Change are:  Maintain … MORE INFO

Change Business Analyst

Monster.com

CT-Stamford, The Business Analyst will provide pro-active administration support to Americas Compliance & Operational Risk Control (C&ORC) Change Management using agreed project management methodologies and will perform the following tasks:  Ensures that project administration works effectively  Organization of any required team meetings / workshop logistics  Support in the production and maintenance of pro … MORE INFO

Regulatory Reporting Analyst

Monster.com

CT-Stamford, UBS operates a leading global equity business with its American (USA, Canada, Brazil, Mexico, etc. ) ("AMER") operations. The business encompasses domestic and international equity and equity-related sales, trading, research and exchange traded and over-the-counter ("OTC") derivatives. The UBS Group Shareholder Reporting Programme (generally referred to as ("GSP") is a process designed to discharge … MORE INFO

Head of Change Management

Monster.com

CT-Stamford, The Americas Compliance & Operational Risk Control (C&ORC) Head of Change Management leads the program/project management activities for Americas C&ORC. The Head of Change manages project managers who are responsible for delivering specific projects as defined by the Americas C&ORC Management Committee (ACORC MC). The key responsibilities for the Americas Compliance Head of Change are:  Maintain … MORE INFO

Temporary Hedge Fund Paralegal in Greenwich, CT

Monster.com

CT-Greenwich, Our client is a Greenwich, CT based fund-of-funds with over $4 billion in managed assets. They are seeking a Paralegal for temporary assignment through the end of 2014. There is a possibility work being extended into the new year or going permanent. This person will be helping with SEC & NFA reviews, preparing regulatory filings and assisting with compliance/due diligence. Qualifications: • 1-4 ye … MORE INFO

Shown below: jobs by Juju.com

General Manager - Assistant Manager - Sous Chef - SSP America

SSP America – New York, NY – SSP America

…operating a food and beverage business Food handlers permit as required by law & Brand certification as required by law Demonstrates leadership/organizational … MORE INFO

Part Time Teller SW Suffolk

Capital One – Lindenhurst, NY – Snagajob

…to Relationship Bankers - Adhere to operational controls, including legal, corporate, and regulatory procedures to ensure the safety and security of customer and bank … MORE INFO

Global Regulatory Compliance Officer

Unknown – New York, NY – Experteer.com

…a financial services firm in New York City. This individual will join the Global Regulatory Compliance Group as the Global Regulatory Compliance Officer. … MORE INFO

Manager -Banking Governance, Risk & Regulatory Services, Regulatory & Compliance

Unknown – New York, NY – Experteer.com

…operational processes, internal auditing, financial reporting and other internal controls, and regulatory compliance . Business risk professionals use these skills to … MORE INFO

Law Clerk/Client Satisfaction Specialist

The Chase Sensale Law Group, LLP – , NY – ZipRecruiter

…SHALL NOT BE CONSIDERED. WORK FROM SCHOOL OR HOME AROUND YOUR SCHEDULE! Small law firm seeks a motivated, organized, detail-oriented individual to work as an entry-level … MORE INFO

Capital Management - Finance Manager- Regulatory Capital Policy

Bank of America – New York, NY – JobDiagnosis

…Preferred) 3-5 years work experience in banking/financial services industry, ideally in regulatory capital, risk management, regulatory law or accounting … MORE INFO

Manager/Sr. Manager - Governance, Risk & Regulatory Services -Banking - Regulatory Reporting

Unknown – New York, NY – Experteer.com

…operational processes, internal auditing, financial reporting and other internal controls, and regulatory compliance . Business risk professionals use these skills to … MORE INFO

Manager/Sr. Manager - Governance, Risk & Regulatory Services -Banking - Regulatory Reporting

Unknown – Stamford, CT – Experteer.com

…operational processes, internal auditing, financial reporting and other internal controls, and regulatory compliance . Business risk professionals use these skills to … MORE INFO

Senior Compliance Officer

Unknown – New York, NY – Experteer.com

…Remaining current on regulatory issues Required Skills 10+ years of Legal/ Compliance experience in Securities Laws. Law degree required Experience with Buy … MORE INFO

Senior Vice President of Compliance - Asset Management

Unknown – New York, NY – Experteer.com

…regulations applicable to the business Development and implementation oversight of a Compliance Program pursuant to 206(4)-7 Managing regulatory interactions and … MORE INFO

Assistant General Manager, Merchandising Gap Arden Place

Gap Inc. – Port Jefferson, NY – JobDiagnosis

…floor coverage to complete all workload, to maximize sales and to ensure compliance to meal and break policies. Ensures all facilities maintenance issues are handled … MORE INFO

Regional Compliance Manager-Long

Wal-Mart – Middle Island, NY – Percipio

…science, business, social science, or related field; and 2 years experience in regulatory compliance or related field including interaction with regulatoryMORE INFO

Compliance Consultant 4 - International Group Testing Team

Wells Fargo – New York, NY – MoneyJobs

…a Compliance Consultant 4 position responsible for leading and executing regulatory compliance risk testing coverage for the highly complex International Group … MORE INFO

Control Room Compliance Officer - Finance and Investment Industry Opportunity

UBS - Finance and Investment Industry – New York, NY – Velvet Jobs

The primary areas of responsibility will be performing core compliance "control room" functions in a timely professional and consistent manner, which includes … MORE INFO

Senior Compliance Counsel / Deputy CCO

Unknown – New York, NY – Experteer.com

Compliance program Written policies and procedures Working with Outside Counsel and Compliance Consultant Code of ethics ADV Regulatory filings Updating to … MORE INFO

Compliance , Compliance Surveillance Strategy Group ("CSSG"), Analyst, New York - Finance and Investment Industry Opportunity

Goldman Sachs - Finance and Investment Industry – New York, NY – Velvet Jobs

…The combined CSSG team, which is composed of professionals with extensive law enforcement, regulatory , legal, compliance , forensic consulting, operations … MORE INFO

Capital Management - Finance Manager- Regulatory Capital Policy Advisory

Bank of America – New York, NY – JobDiagnosis

…track record of success Experience in regulatory capital policy, treasury, or regulatory law Extensive knowledge of the numerator Strong banking and capital … MORE INFO

Audit and Compliance Officer

Somnia Anesthesia – New Rochelle, NY – HEALTHeCAREERS Network

…Primarily responsible for creating, implementing and maintaining the audit and compliance strategy for Somnia and its managed practices (together "Company"). … MORE INFO

Vascular Access RN PRN

Fresenius Medical Care – Bellmore, NY – Nurse.com

…vision, core values and customer service philosophy. Adheres to the USV/FMCNA Compliance Program, including following all regulatory and USV/FMS policy requirements. … MORE INFO

Lead Teller NW Suffolk Huntington Village

Capital One – Huntington, NY – Snagajob

…include: - Compliance : Ensure adherence to policies and procedures and that regulatory compliance standards are met by all staff. Complete required audits and … MORE INFO

Find more regulatory/compliance law jobs in the Babylon area »

.
More Legal jobs in and near Babylon, NY

Attorney (27)

Contracts Administration (28)

General/Other: Legal (25)

Labor & Employment Law (21)

Paralegal & Legal Secretary (28)

Patent/IP Law (27)

Real Estate Law (12)

Regulatory/Compliance Law (34)

Tax Law (20)

Popular job listing searches for
Babylon, NY

Veterinary service (20)

Ironwork/Metal Fabrication (20)

CAD/Drafting (31)

Truck Driving (31)

Market Research (24)

Consultant (35)

Digital Content Development (20)

Guide (Tour)

Business development (25)

Telecommunications Administration/Management (20)

Managerial Consulting (6)

Risk Management/Compliance (24)

Architecture/Interior Design (5)

More job types in and near Babylon, New York

Customer service »

General business »

Graphic design »

Information technology »

Inventory »

Nursing »

Strategy & planning »

Job seeker & employer tools

« Back to the Babylon, NY page

Employment information for Babylon, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info

8.6%
Year
8.3%
Year
7.7%
Year
7.2%
Year
6.4%
Year

Updated to reflect Sep 2014 unemployment rates

.