22 Regulatory / Compliance Law job postings in the Babylon, New York area

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Job listings, help wanted ads and employment postings (last updated on Tuesday, October 21)

Associate, Hedge Fund Compliance--Greenwich CT

Monster.com

CT-Greenwich, Our client is a Greenwich, CT based fund-of-funds with over $4 billion in managed assets. They are seeking to hire an Associate, Compliance and Operational Due Diligence, reporting to the Chief Operating Officer and focusing on the maintenance of a best practice compliance program. Responsibilities include:
· Administering policies and procedures established in the Code of Ethics and Compliance Ma … MORE INFO

Futures and Derivatives Compliance Officer

Monster.com

CT-Greenwich, Interactive Brokers LLC is the fastest growing online broker in the U. S. and serves an increasingly large institutional and sophisticated individual client base. We are the largest online broker in the U. S. based on daily trade volume. We have been named Barron's best online broker three years in a row. The Interactive Brokers Group is publicly traded under the symbol IBKR. Interactive Brokers LLC … MORE INFO

Shown below: jobs by Juju.com

Financial Services Office - Advisory Services Manager - Consumer Banking Regulatory Compliance (CBRC) - Finance and Investment Industry Opportunity

Ernst & Young - Finance and Investment Industry – New York, NY – Velvet Jobs

FSO - Advisory Services Manager - Consumer Banking Regulatory Compliance (CBRC) (Multiple Positions), Ernst & Young US LLP, New York, NY: Provide integrated risk … MORE INFO

Attorney

Marine Bulkheading, Inc. – Seaford, NY – Recruiter.com

…firm in need of a full time Attorney knowledgeable in Construction & Liability Law or willing to learn. Recent bright grad is also acceptable. In addition, there … MORE INFO

Director, Global Anti-Corruption, Anti-Money Laundering & Sanctions Compliance - Global Business Job

American Express – New York, NY – American Express

…well as leading industry practice. - Establish a company-wide OFAC/Sanctions and KYC Compliance program, focusing on regulatory reporting (especially around Cuba and … MORE INFO

Senior Compliance Officer (Asset Managemet) - Finance and Investment Industry Opportunity

Credit Suisse - Finance and Investment Industry – New York, NY – Velvet Jobs

We Offer Administer and oversee all compliance aspects a certain business lines for an entity that is a registered investment adviser, commodity pool operator and … MORE INFO

Control Room Compliance Officer - Finance and Investment Industry Opportunity

Credit Suisse - Finance and Investment Industry – New York, NY – Velvet Jobs

…with IT and others relating to surveillance. Perform position checks for various regulatory reporting and other purposes. Advise Sales and Trading on the implementation … MORE INFO

Account Executive - Small Law Firms

Law360 – New York, NY – TheLadders

…as well as up-selling existing subscription contracts in the assigned small law firm territory. The position involves developing and maintaining client relationships … MORE INFO

BlackRock Compliance Analyst - Finance and Investment Industry Opportunity

BlackRock - Finance and Investment Industry – New York, NY – Velvet Jobs

Position Overview: This individual will be a member of the Global Corporate Compliance team responsible for BlackRock's Legal & Compliance policies and … MORE INFO

Senior Director, Institutional RFP Team - Finance and Investment Industry Opportunity

Tiaa - Finance and Investment Industry – New York, NY – Velvet Jobs

…services, marketing fundamentals and sales cycle process
· Strong knowledge of FINRA regulatory compliance and principles of corporate risk management. SEC or other … MORE INFO

Systems Analyst, Sr - Clinical Systems/EMR

Memorial Sloan-Kettering Cancer Center – New York, NY – JobDiagnosis

…Develop and implement methods, procedures, and system enhancements including staff training and regulatory compliance to meet the needs of the Institution in … MORE INFO

IS Manager - Top National Law Firm - NYC

A Match Recruiting – New York, NY – ZipRecruiter

…providing quality recruiting and placement services to top global, national, and local law firms, as well as the legal departments of Fortune 500 and pharmaceutical … MORE INFO

Sales Strategist, Institutional Retirement Plan Sales - Finance and Investment Industry Opportunity

Tiaa - Finance and Investment Industry – New York, NY – Velvet Jobs

…months of hire or transfer
· Must obtain state insurance licensing as determined by compliance (likely just in state of residence)
· Proven track record of success in … MORE INFO

Wealth Management Director - NYC - Finance and Investment Industry Opportunity

Tiaa - Finance and Investment Industry – New York, NY – Velvet Jobs

…TIAA-CREF
· Thorough knowledge of the retirement industry including ERISA regulations, compliance and regulatory matters
· Solid time management and organizational … MORE INFO

Corporate Governance Paralegal

Customstaffing of Westchester – , NY – ZipRecruiter

…10-K, 10-Q, 8-K, S-8, 11-K, and Proxy Statements), and international securities regulatory filings; Monitoring and advising on compliance with internal policies, … MORE INFO

Sales Specialist Plumbing

Lowe's – Bay Shore, NY – Jobtomic

…origin, disability, sexual orientation, gender identity or expression, marital status, veteran status, genetics or any other category protected under applicable law . … MORE INFO

Warehouse Manager

Randstad – Islandia, NY – Jobtomic

…Assures that the highest standards are maintained for safety, housekeeping, and compliance with all government and company standards. - Leads continuous improvement … MORE INFO

Unload Associate

Lowe's – Bay Shore, NY – JobDiagnosis

…origin, disability, sexual orientation, gender identity or expression, marital status, veteran status, genetics or any other category protected under applicable law . … MORE INFO

Loss Prevention Lead - Banana Republic - 34th & 5th

Gap Inc. – New York, NY – Jobtomic

…etc. ) to address shortage reduction opportunities. Audit and oversee compliance initiatives regarding physical security standards (EAS systems, perimeter alarms, … MORE INFO

Tax Senior - National Tax - Indirect Tax - US Value Added Tax - New York - Finance and Investment Industry Opportunity

Ernst & Young - Finance and Investment Industry – New York, NY – Velvet Jobs

…indirect tax matters. Our key objective is to help clients meet their compliance obligations and business goals around the world, providing the perspective and support … MORE INFO

Senior Manager- Tax

Daymon Worldwide – Stamford, CT – CareersInFood.com

…Tax and is responsible for driving the overall US and international tax compliance process, which includes leading the in-house preparation of the quarterly and annual … MORE INFO

Corporate Attorney (Mortgage Banking Industry Req)--Chicago-based!

Carpathia Employment Enterprise, LLC – New York, NY – ZipRecruiter

…that affect the residential mortgage markets, to stay current on evolving regulatory reform activities, including Dodd-Frank, and to be able to provide analytical … MORE INFO

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Employment information for Babylon, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info

8.6%
Year
8.3%
Year
7.7%
Year
7.2%
Year
6.5%
Year

Updated to reflect Jul 2014 unemployment rates

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