21 Regulatory / Compliance Law job postings in the Babylon, New York area

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Job listings, help wanted ads and employment postings (last updated on Thursday, August 28)

Corporate Paralegal

Monster.com

NY-Westchester, Corporate Paralegal Dynamic corporation located in Westchester, NY seeks a Corporate Paralegal who will be responsible for supporting corporate legal matters including preparing of SEC filings (and relevant exhibits); preparing materials related to the Board of Directors and other corporate governance matters; and litigation support. Certified legal assistant or certified paralegal desired. Primar … MORE INFO

Shown below: jobs by Juju.com

Sr. Healthcare Business Banker; New York City

PNC – New York, NY – PNC

…on the healthcare industry (eg healthcare practice consultants, CPA and Law firms, healthcare practice brokers and related) advisors that assist doctors/dentists/vets … MORE INFO

Need a Male Personal Trainer

Thumbtack – Brooklyn, NY – Thumbtack

…Monday, Thursday, Friday. Time preference(s): Morning (9am-noon). More info: My mother in law is overweight and she needs help in exercising and motivating herself … MORE INFO

Security Architect

The Forum Group/Prestigious Law Firm – Melville, NY – TheLadders

…analysis and understanding of shifts and trends in the firm, regulatory /legal/industry compliance standards, and evolving threats,vulnerabilities, and technical … MORE INFO

31B Military Police - Police Officer

Army National Guard – , NY – Linkup

…10567 Job Category: Military Police Posted: 08. 15. 2014 Job Description Looking for a law enforcement career? The Army National Guard is looking for dedicated team … MORE INFO

Global Regulatory Advisory - Compliance Officer - Finance and Investment Industry Opportunity

Bank/Broker Dealer - Finance and Investment Industry – New York, NY – Velvet Jobs

Qualifications
· 6 - 8 years of general broker-dealer legal/investment advisory regulatory / compliance experience, preferably in an investment bank or law firm
·MORE INFO

Senior Manager, Regulatory Policy Job

American Express – New York, NY – American Express

… policy issues. Qualifications Qualifications - 4+ years of experience in legal (in-house or law firm), compliance , regulatory relations or other role focused on … MORE INFO

Executive Director - Bank Regulatory - Finance and Investment Industry Opportunity

Morgan Stanley - Finance and Investment Industry – New York, NY – Velvet Jobs

…subsidiary banks. Qualifications A JD and substantial practical experience in US bank regulatory law , including (but not limited to) the Bank Holding Company … MORE INFO

Assistant Vice - President Compliance - Americas Policies

The Compliance Search Group – New York, NY – TheLadders

…global securities regulations, banking regulations and best practice standards for compliance policies, including regulatory standards and expectations Excellent … MORE INFO

Finance Manager, Regulatory Reporting Job

American Express – Stamford, CT – American Express

Finance Manager, Regulatory Reporting-14013169 Description The Regulatory Reporting team delivers Bank Holding Company regulatory filings in accordance with the … MORE INFO

Compliance Officer - Finance and Investment Industry Opportunity

Financial Services Institution - Finance and Investment… – New York, NY – Velvet Jobs

…Bachelor degree in relevant field required; Master degree preferred Certified Regulatory Compliance Manager designation preferred 6-10 years ComplianceMORE INFO

Compliance Officer - Finance and Investment Industry Opportunity

Bank/Broker Dealer - Finance and Investment Industry – New York, NY – Velvet Jobs

…Branch is in compliance with and consistently operates within all pertinent regulatory requirements, including but not limited to, AML, BSA, OFAC, KYC and US Patriot … MORE INFO

Compliance Analyst - Finance and Investment Industry Opportunity

Bank/Broker Dealer - Finance and Investment Industry – New York, NY – Velvet Jobs

Qualifications
· Minimum of 5 years' experience in the international bank regulatory compliance industry
· Undergraduate degree required; graduate degree preferred … MORE INFO

Senior Compliance Professional - Finance and Investment Industry Opportunity

Rapidly Growing Boutique Financial Services - Finance… – New York, NY – Velvet Jobs

…materials for compliance with the Advisers Act and other applicable regulatory requirements Assist clients in the performance of compliance functions, such … MORE INFO

Compliance Associate - Finance and Investment Industry Opportunity

Rapidly Growing Boutique Financial Services - Finance… – New York, NY – Velvet Jobs

…materials for compliance with the Advisers Act and other applicable regulatory requirements Assist clients in the performance of compliance functions, such … MORE INFO

Compliance Investigator Background Checks - Hedge Fund

The Compliance Search Group – New York, NY – TheLadders

…executive search firm in the nation specializing in the recruitment of Compliance , Legal, Regulatory , Risk Management, Dodd-Frank, Audit, Corp. Governance, Credit, … MORE INFO

Associate / Compliance Officer: Private Equity - Finance and Investment Industry Opportunity

Leading Boutique Private Equity Firm - Finance… – New York, NY – Velvet Jobs

…materials for compliance with the Advisers Act and other applicable regulatory requirements. Review of client and account documentation for anti-money laundering … MORE INFO

Compliance Officer - Finance and Investment Industry Opportunity

NY-based Bank - Finance and Investment Industry – New York, NY – Velvet Jobs

…finance or a related field.
· 8-15 years of experience.
· 5-7 years of compliance or regulatory experience, preferably with a federal regulator or self- regulatoryMORE INFO

Privacy Compliance Officer - Finance and Investment Industry Opportunity

Morgan Stanley - Finance and Investment Industry – New York, NY – Velvet Jobs

…Legal or Compliance professional with significant experience in privacy law and regulation, and familiarity with related technology issues such as electronic … MORE INFO

Associate Compliance /Counsel - Finance and Investment Industry Opportunity

Bank/Broker Dealer - Finance and Investment Industry – New York, NY – Velvet Jobs

…degree from a recognized law school
· 5-7 years of experience
· Compliance experience at a US regulated financial institution
· Regulatory /supervisory and/or … MORE INFO

AML / Compliance Officer - Finance and Investment Industry Opportunity

Highly Respected Diverse Financial Organization - Finance… – New York, NY – Velvet Jobs

…o 3+ years experience in compliance or a related position (including regulatory or law enforcement) o Bachelor degree or equivalent experience required o … MORE INFO

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Employment information for Babylon, NY

5 year unemployment rate for
Bridgeport, CT (includes Bridgeport, Stamford, and Norwalk metro areas) - continue for more info

8.6%
Year
8.3%
Year
7.7%
Year
7.2%
Year
6.5%
Year

Updated to reflect Jul 2014 unemployment rates

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