Risk Management / Compliance job openings in the Hempstead, New York area
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Job listings, help wanted ads and employment postings (last updated on Sunday, November 29)
Senior Account ExecutiveMonster.com NY-Nassau County, CONFIDENTIAL COMPANY Responsibilities to Include: Service and maintain all aspects of a variety of medium to large Commercial Accounts (premiums ranging from $50,000 to $1,000,000) independently. Strong knowledge of Property, General Liability, Workers Compensation, Auto, Umbrella, Professional Liability, Directors & Officers Liability, Employment Practices Liability, Fiduciary Liability, Crime an … MORE INFO |
Com'l Reg'l Grp Mgr I - Hartford-FTMonster.com NY-Brooklyn, Description The Com'l Reg'l Grp Mgr I is the senior most position in a region reporting to the Market Manager or Market President. The incumbent has overall responsibility for the leadership and management of a region, comprised of a commercial lending team. Major responsibilities include expanding the bank's recognition in the community through the profitable growth of deposits, loans, fees and c … MORE INFO |
Investment Analyst -- Manager Research and Portfolio Construction New York, NYMonster.com NY-New York, Job Description: Investment Analyst -- Manager Research and Portfolio Construction Point person to recommend and monitor investment strategies within assigned asset classes. Responsibilities include: Personal onsite/offsite interviews of investment managers for existing and potential fund managers Author written research opinions and recommendations Engage in ongoing dialogue with investment manag … MORE INFO |
Healthcare Compliance ManagerMonster.com NY-New York, HEALTH CARE COMPLIANCE MANAGER POSITION SUMMARY Healthcare 0rganizations need to create and implement internal controls that ensure compliance with federal and state laws and regulations. Grant Thornton's Advisory Services (AS) practice addresses these compliance issues. AS offers an opportunity for you to leverage your healthcare compliance experience in a rewarding and challenging environment. A … MORE INFO |
BAS Internal (Financial Services industry) Audit Senior AssociateMonster.com NY-New York, Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business … MORE INFO |
BAS Internal Audit (Healthcare industry) Senior AssociateMonster.com NY-New York, Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business … MORE INFO |
Prominent Brokerage and Technology Company seeking Senior Internal AuditorMonster.com NY-New York, Prominent Brokerage and Technology Company seeking Senior Internal Auditor Responsibilities include but not limited to: · The Senior Internal Auditor will evaluate adequacy of existing financial and operational procedures and controls as well as identify operational inefficiencies or potential business improvement opportunities. · Execute SOX, financial, regulatory and operational audits. · Prepar … MORE INFO |
Risk Management LeaderMonster.com NY-New York City, Description: This challenging role requires an analytical risk manager who is well versed in risk management techniques and, risk measurement metrics to assist with the development and implementation of a risk management framework for Retirement Income Security (RIS). We are seeking an FSA and/or CFA who has a solid understanding of risk management targeted around pricing theory, risk & reward the … MORE INFO |
Institution Sales TraderMonster.com NY-New York, Registered Broker / Dealer looking to expand into Institutional Markets. Olympia Asset Management seeking Institutional Sales Professionals. Applicant should have transferable client base and documented production numbers. The compensation is commission driven with aggressive payouts plus salary and benefits. If you are an equity sales trader with a proven track record and looking for unlimited gr … MORE INFO |
Com'l Reg'l Grp Mgr I - Manhattan - FTMonster.com NY-Manhattan, Description The Com'l Reg'l Grp Mgr I is the senior most position in a region reporting to the Market Manager or Market President. The incumbent has overall responsibility for the leadership and management of a region, comprised of a commercial lending team. Major responsibilities include expanding the bank's recognition in the community through the profitable growth of deposits, loans, fees and c … MORE INFO |
AnalystMonster.com NY-NEW YORK, NY-New York Make the Right Move and join a winning team! Build your career with us. HSBC - North America is part of HSBC Group, one of the largest banking and financial services organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for d … MORE INFO |
Prime Brokerage Compliance Officer – New YorkMonster.com NY-New York, Top-tier firm seeks a Prime Brokerage Compliance Officer for their New York Office. Responsibilities will include: · Ensuring that the Firm’s Prime Brokerage business operates in compliance with applicable regulations. · Monitoring and documenting the Firm’s trade flows, order routing/execution and trade reporting functions for best practices and irregularities. · Maintenance of the Firm’s prime b … MORE INFO |
Fixed Income Compliance Officer – New YorkMonster.com NY-New York, Top-tier Financial Services firm is seeking a Fixed Income Compliance Officer. This fast paced position will report to the Chief Compliance Officer and will be responsible for: Ensuring that the Firm’s multiple fixed income trading desks (ABS/ MBS/ CMO/ CLO/ CDO/Corporates/Agencies/ Treasury/Municipals/Repos) operate in compliance with securities regulation and securities law through various proac … MORE INFO |
Compliance PositionsMonster.com NY-New York, Our client is currently is looking to fill multiple Compliance Positions ( Credit Risk, Liquidity Risk and Bank Regulatory ). This group helps commercial banks identify, measure, manage and monitor the market, credit, operational and regulatory risks. Risk Positions – Assist clients in addressing various credit risk measurement and management challenges. These also include more strategic governanc … MORE INFO |
FS Regulatory - Manager (Broker Dealer)Monster.com NY-New York, A Manager level position is available in our Financial Services Regulatory practice for professionals with investment adviser and investment company compliance or regulatory experience. The manager position involves advising our financial services clients on compliance and regulatory issues; conducting mock-SEC exams; assessing compliance risks and controls; developing and implementing compliance, … MORE INFO |
Risk Manager - Real Estate Advisory - Construction AdvisoryMonster.com NY-New York, Location: US-NY-New York Job Number: NEW000O1 Employee Status : Regular Job Type : Experienced Schedule : Full-time Description Being part of a dynamic, growing organization offers an exciting career path full of opportunity. Ernst & Young Advisory Services is a $4 billion global practice, with 18,000 professionals. With an overall Advisory market of $150 billion, there's tremendous potential for g … MORE INFO |
Senior Credit Risk Analytics AnalystMonster.com NY-New York, Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for diverse expe … MORE INFO |
Compliance Resource SpecialistMonster.com NY-New York, Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli … MORE INFO |
Compliance Resource SpecialistMonster.com NY-New York, Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli … MORE INFO |
RESIDENTIAL INSURANCE APPRAISERMonster.com NY-Yonkers, Cornerstone Appraisal Services, Inc. is a dynamic, fast-growing company providing loss control inspections and replacement cost appraisals to the insurance industry nationwide. Cornerstone is a well established, nationwide company with a presence in 43 states, specializing in high value and older homes. We are currently seeking Residential Insurance Appraisers in many areas across the United State … MORE INFO |
Junior Client Support AnalystMonster.com NY-New York, Global financial markets software and information firm seeks enthusiastic Junior Client Support Analyst to support investment banking clientele. Located in NYC, this role offers an excellent opportunity for a candidate who has a strong interest in finance and capital markets. The ability to provide paramount support for our compliance solutions coupled with a strong work ethic and communication sk … MORE INFO |
Compliance Analyst -Monster.com NJ-Englewood Cliffs, Job Description: This compliance analyst Position Features: Great Pay to $50K Job Title: Compliance Analyst Job Requirements: Masters degree in Business Administration or Accounting Skills and working knowledge of FASB, GATT, linear regression, graphical descriptive methods, and international risk and value analysis. Job Description: Analyze, design and implement international accounting, taxation … MORE INFO |
Compliance CoordinatorMonster.com NJ-Jersey City, Job Title: Compliance Coordinator – Interactive Brokers Corp. Location: Jersey City, NJ Description: This position will be located in Interactive Brokers Corp’s firm’s Jersey City, NJ office and report to the firm’s Chief Compliance Officer. The ideal candidate will have previous employment experience with bond trading desk or SRO compliance. Candidate must be comfortable working in an automated, h … MORE INFO |
Reserves/Loss Forecasting Risk ManagerMonster.com CT-Stamford, Business GE Capital Business Segment Capital - Retail Finance About Us X Role Summary/Purpose This position is a business critical role responsible for wing-to-wing losses and reserves forecasting/actuals for the overall RCF business (incl. Canada) and securitization trusts Essential Responsibilities Reserves: - Execution of RCF reserve and loss processes for served and securitized book (forecast a … MORE INFO |
Sr Risk Analysis ManagerMonster.com CT-Stamford, Business GE Capital Business Segment Capital - Retail Finance About Us X Role Summary/Purpose Essential Responsibilities · Provide analytic leadership, establish strong working relationships with Global, GE Capital, ILC and FSB Risk Teams · Establish a process to review, prioritize and coordinate all analytics used to report RCF portfolio status to internal and external constituents, including rat … MORE INFO |
Shown below: Hempstead risk management / compliance area jobs provided by  |
Senior Risk Management OfficerJPMorgan Chase – New York, NY – Indeed.com Risk Management Officer for Investment Management... 7-10 years experience in risk management Deep knowledge and credibility within the Investment Management... … MORE INFO |
Director of Risk and Compliance - Health & SafetyAspen Dental – New York, NY – Indeed.com  Position Summary: Director of Risk and Compliance - Health & Safety Aspen Dental Management, Inc. is... and management of state and federal compliance... … MORE INFO |
Compliance Examinations, Testing, and Risk ReviewsCompliance Search – New York, NY – Indeed.com high quality value added compliance risk reviews • Providing guidance on compliance issues related to... of Compliance, Legal, Risk Management, Audit, Credit... … MORE INFO |
US Business Risk Management AssociateJPMorgan Chase – New York, NY – Indeed.com The Business Risk Management team (BRM) is a part of the JPMorgan Private Bank Risk Management Group that... and risk analysis. Risk Management representation... … MORE INFO |
Fort Worth, TX