Risk Management / Compliance job openings in the Edison, New Jersey area
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Job listings, help wanted ads and employment postings (last updated on Saturday, November 28)
DATA COMPLIANCE ANALYSTMonster.com NJ-warren, POSITION: FINANCIAL DATA COMPLIANCE ANALYST LOCATION: WARREN, NJ SALARY: 130K+ IF YOU HAVE THE EXPERIENCE REQUIRED I WILL PLACE YOU IN THIS POSITION. I DO NOT WORK ON POSITIONS THAT I CANNOT PLACE. PLEASE APPLY DIRECT WITH A WORD COPY OF YOUR RESUME NOTE: MUST HAVE CIPP CERTIFICATION OR 5+ YEARS IN DATA PRIVACY The Data Privacy Compliance Analyst will be responsible for the preparation of data pri … MORE INFO |
Quantitative Risk Analyst - AVP levelMonster.com NJ-Princeton, Our client is regarded by the investment community as one of the best institutionally focused fund of fund managers in the country. We are looking for a skilled Quantitative Analyst / programmer to work closely with Portfolio Managers and software engineers to develop and implement new econometric models and risk management systems. We provide a great working environment and solid upward mobility f … MORE INFO |
Compliance CoordinatorMonster.com NJ-Jersey City, Job Title: Compliance Coordinator – Interactive Brokers Corp. Location: Jersey City, NJ Description: This position will be located in Interactive Brokers Corp’s firm’s Jersey City, NJ office and report to the firm’s Chief Compliance Officer. The ideal candidate will have previous employment experience with bond trading desk or SRO compliance. Candidate must be comfortable working in an automated, h … MORE INFO |
Junior Client Support AnalystMonster.com NY-New York, Global financial markets software and information firm seeks enthusiastic Junior Client Support Analyst to support investment banking clientele. Located in NYC, this role offers an excellent opportunity for a candidate who has a strong interest in finance and capital markets. The ability to provide paramount support for our compliance solutions coupled with a strong work ethic and communication sk … MORE INFO |
Compliance PositionsMonster.com NY-New York, Our client is currently is looking to fill multiple Compliance Positions ( Credit Risk, Liquidity Risk and Bank Regulatory ). This group helps commercial banks identify, measure, manage and monitor the market, credit, operational and regulatory risks. Risk Positions – Assist clients in addressing various credit risk measurement and management challenges. These also include more strategic governanc … MORE INFO |
FS Regulatory - Manager (Broker Dealer)Monster.com NY-New York, A Manager level position is available in our Financial Services Regulatory practice for professionals with investment adviser and investment company compliance or regulatory experience. The manager position involves advising our financial services clients on compliance and regulatory issues; conducting mock-SEC exams; assessing compliance risks and controls; developing and implementing compliance, … MORE INFO |
Risk Manager - Real Estate Advisory - Construction AdvisoryMonster.com NY-New York, Location: US-NY-New York Job Number: NEW000O1 Employee Status : Regular Job Type : Experienced Schedule : Full-time Description Being part of a dynamic, growing organization offers an exciting career path full of opportunity. Ernst & Young Advisory Services is a $4 billion global practice, with 18,000 professionals. With an overall Advisory market of $150 billion, there's tremendous potential for g … MORE INFO |
Senior Credit Risk Analytics AnalystMonster.com NY-New York, Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for diverse expe … MORE INFO |
Compliance Resource SpecialistMonster.com NY-New York, Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli … MORE INFO |
Compliance Resource SpecialistMonster.com NY-New York, Job Description: The Compliance Resource Specialist (CRS) must have a broad knowledge and understanding of billing compliance as it relates to the Federal and State regulations concerning clinical documentation requirements, billing and reimbursement for hospital activities. Reporting to the Manager of FPA Compliance and the Director of Hospital Compliance, the responsibilities include routine cli … MORE INFO |
Asset Management - Investment Advisory Compliance Officer New YorkMonster.com NY-New York, The Asset Management division of a global investment bank seeks a Compliance Officer. The Compliance professional will assist in all aspects of compliance with the Investment Company Act, Investment Advisers Act, and ERISA, as well as specific fund restrictions for all institutional clients and proprietary/sub-advised 40 Act Funds that are managed by the firm. Responsibilities include: reviewing p … MORE INFO |
RWA Governance and ControlsMonster.com NY-New York, Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for diverse expe … MORE INFO |
Sr. Claims SpecialistMonster.com NY-New York City, ACE Group The ACE Group of Companies is one of the worlds leading global commercial property and casualty insurance and reinsurance organizations, with 16,000 employees worldwide and offices in more than 50 countries. ACE serves the property and casualty insurance needs of businesses of all sizes in a broad range of industries. We also provide specialized insurance products—such as personal accide … MORE INFO |
Com'l Reg'l Grp Mgr I - Hartford-FTMonster.com NY-Brooklyn, Description The Com'l Reg'l Grp Mgr I is the senior most position in a region reporting to the Market Manager or Market President. The incumbent has overall responsibility for the leadership and management of a region, comprised of a commercial lending team. Major responsibilities include expanding the bank's recognition in the community through the profitable growth of deposits, loans, fees and c … MORE INFO |
Prime Brokerage Compliance Officer – New YorkMonster.com NY-New York, Top-tier firm seeks a Prime Brokerage Compliance Officer for their New York Office. Responsibilities will include: · Ensuring that the Firm’s Prime Brokerage business operates in compliance with applicable regulations. · Monitoring and documenting the Firm’s trade flows, order routing/execution and trade reporting functions for best practices and irregularities. · Maintenance of the Firm’s prime b … MORE INFO |
Fixed Income Compliance Officer – New YorkMonster.com NY-New York, Top-tier Financial Services firm is seeking a Fixed Income Compliance Officer. This fast paced position will report to the Chief Compliance Officer and will be responsible for: Ensuring that the Firm’s multiple fixed income trading desks (ABS/ MBS/ CMO/ CLO/ CDO/Corporates/Agencies/ Treasury/Municipals/Repos) operate in compliance with securities regulation and securities law through various proac … MORE INFO |
Com'l Reg'l Grp Mgr I - Manhattan - FTMonster.com NY-Manhattan, Description The Com'l Reg'l Grp Mgr I is the senior most position in a region reporting to the Market Manager or Market President. The incumbent has overall responsibility for the leadership and management of a region, comprised of a commercial lending team. Major responsibilities include expanding the bank's recognition in the community through the profitable growth of deposits, loans, fees and c … MORE INFO |
Risk Management LeaderMonster.com NY-New York City, Description: This challenging role requires an analytical risk manager who is well versed in risk management techniques and, risk measurement metrics to assist with the development and implementation of a risk management framework for Retirement Income Security (RIS). We are seeking an FSA and/or CFA who has a solid understanding of risk management targeted around pricing theory, risk & reward the … MORE INFO |
AnalystMonster.com NY-NEW YORK, NY-New York Make the Right Move and join a winning team! Build your career with us. HSBC - North America is part of HSBC Group, one of the largest banking and financial services organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both worlds - the friendliness of a local organization and the resources of a worldwide network - for d … MORE INFO |
Prominent Brokerage and Technology Company seeking Senior Internal AuditorMonster.com NY-New York, Prominent Brokerage and Technology Company seeking Senior Internal Auditor Responsibilities include but not limited to: · The Senior Internal Auditor will evaluate adequacy of existing financial and operational procedures and controls as well as identify operational inefficiencies or potential business improvement opportunities. · Execute SOX, financial, regulatory and operational audits. · Prepar … MORE INFO |
Investment Analyst -- Manager Research and Portfolio Construction New York, NYMonster.com NY-New York, Job Description: Investment Analyst -- Manager Research and Portfolio Construction Point person to recommend and monitor investment strategies within assigned asset classes. Responsibilities include: Personal onsite/offsite interviews of investment managers for existing and potential fund managers Author written research opinions and recommendations Engage in ongoing dialogue with investment manag … MORE INFO |
Healthcare Compliance ManagerMonster.com NY-New York, HEALTH CARE COMPLIANCE MANAGER POSITION SUMMARY Healthcare 0rganizations need to create and implement internal controls that ensure compliance with federal and state laws and regulations. Grant Thornton's Advisory Services (AS) practice addresses these compliance issues. AS offers an opportunity for you to leverage your healthcare compliance experience in a rewarding and challenging environment. A … MORE INFO |
BAS Internal (Financial Services industry) Audit Senior AssociateMonster.com NY-New York, Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business … MORE INFO |
BAS Internal Audit (Healthcare industry) Senior AssociateMonster.com NY-New York, Business Advisory Services-Internal Audit Senior Associate for International Accounting Firm Position Summary: The Business Advisory Services Internal Audit Senior Associate is responsible for delivering a full range of services to clients and all phases of project and engagement management for multiple clients. Responsibilities include planning, directing, and completing internal audits, business … MORE INFO |
Institution Sales TraderMonster.com NY-New York, Registered Broker / Dealer looking to expand into Institutional Markets. Olympia Asset Management seeking Institutional Sales Professionals. Applicant should have transferable client base and documented production numbers. The compensation is commission driven with aggressive payouts plus salary and benefits. If you are an equity sales trader with a proven track record and looking for unlimited gr … MORE INFO |
Shown below: Edison risk management / compliance area jobs provided by  |
Attorney w. Fixed Income experience to move into ComplianceCompliance Search – NY, NY – Indeed.com of Compliance, Legal, Risk Management, Audit, Credit... Compliance | Legal | Regulatory | Accounting | Audit | Risk Management | Operational Risk I Counterparty... … MORE INFO |
Manager, Risk ManagementDaiichi Sankyo – Edison, NJ – Indeed.com Job Summary: Manager, Risk Management is responsible... to Risk Management.Assists in planning, development and implementation of safety surveillance and risk... … MORE INFO |
Regulatory Risk Senior ManagerCiti – Long Island City, NY – Indeed.com The Corporate RWA Risk Reporting (CRRR) team is primarily responsible for: Ensuring that risk parameters... as it impacts Risk Management processes and/or... … MORE INFO |
Regulatory Risk ManagerCiti – Long Island City, NY – Indeed.com The Corporate RWA Risk Reporting (CRRR) team is primarily responsible for: Ensuring that risk parameters... as it impacts Risk Management processes and/or... … MORE INFO |
Fort Worth, TX