20 Securities Analysis / Research job ads & opportunities in the Charlotte, North Carolina area

« Charlotte job listings index · Accounting - Finance & Insurance

Job listings, help wanted ads and employment postings (last updated on Tuesday, November 25)

Shown below: jobs by Juju.com

Sr Compliance Analyst Regulatory Training Policy and Procedures

MetLife – Charlotte, NC – Start Wire

…pending legal and regulatory requirements introduced by state insurance departments, state securities divisions, FINRA, the SEC, the Federal Reserve and other regulatory … MORE INFO

Broker Dealer Supervisor III

MetLife – Charlotte, NC – Start Wire

…experience. Attention to detail, focus on customers, communication skills, and analysis and problem resolution skills. Advanced knowledge of brokerage products and … MORE INFO

Sr Compliance Analyst

MetLife – Charlotte, NC – Start Wire

…and Gifts and Entertainment. Conduct semi-annual surveillance report red flag analysis for third-party distribution new annuity business. Responsible for annual … MORE INFO

Director Marketing Communications

MetLife – Charlotte, NC – Start Wire

…ongoing operations, and overall online and digital experience of the MetLife Securities website portal. Manage the development and implementation of all website and … MORE INFO

Transition Consultant II

MetLife – Charlotte, NC – Start Wire

…Functional Responsibilities: Strong financial services background specifically in the securities and insurance space Experience with what Broker‐Protocol is, best … MORE INFO

Sr Compliance Analyst

MetLife – Charlotte, NC – Start Wire

…of regulatory requirements in financial services industry, including insurance and securities industries Ability to develop and maintain effective relationships with … MORE INFO

Compliance Consultant

MetLife – Charlotte, NC – Start Wire

…skills. Knowledge of the financial services industry including insurance and securities laws and regulations, particularly with respect to the sales process, … MORE INFO

Accountant 6

Wells Fargo – Charlotte, NC – Broker Hunter

…to team members, business lines, Group Controllers and Finance teams Conducting research and analysis to support interpretations of regulatory reporting requirements … MORE INFO

Compliance Consultant 3

Wells Fargo – Charlotte, NC – Broker Hunter

…and meet deadlines. Minimum of undergraduate degree or equivalent experience in securities risk management or compliance, investment banking, or securities sales, … MORE INFO

Environmental and Social Risk Polic

Wells Fargo – Charlotte, NC – Broker Hunter

…structure with ability to navigate Financial services industry with exposure to ESG analysis , or Analytical roles within key industries (oil and gas, agriculture, or … MORE INFO

Structured Finance Research Associate, Asset Backed Securities (ABS) - Finance and Investment Industry Opportunity

Tiaa - Finance and Investment Industry – Charlotte, NC – Velvet Jobs

…information about TIAA-CREF, visit our website. Summary TIAA-CREF is seekinga Structured Finance Research Analyst to cover Asset Backed Securities (ABS) exposure for … MORE INFO

Credit Analyst 3

Wells Fargo – Charlotte, NC – Broker Hunter

…communication skills. Proficient in Microsoft Office Suite, strong Excel. 5+ years credit analysis experience. The Wells Fargo Securities - Asset Backed Finance … MORE INFO

Wells Fargo Sec Prg Assoc 2 (Class)

Wells Fargo – Charlotte, NC – Broker Hunter

…Work Hours: 40 Location: Charlotte,NC Qualifications: - Demonstrated capability for analysis and strategic thinking. - Proven academic achievement and intellectual … MORE INFO

Cap Mkts Apps Sys Eng 1

Wells Fargo – Charlotte, NC – Broker Hunter

…5+ years experience in application development and 3+ years experience in the securities industry. The Calypso Derivatives Front Office Development team is looking for a … MORE INFO

Technology Manager 3

Wells Fargo – Charlotte, NC – Broker Hunter

…and indirect impact to organization-wide objectives. Works on complex problems where analysis of situations or data requires an evaluation of numerous factors. … MORE INFO

Capital Markets Middle Office Manag

Wells Fargo – Charlotte, NC – Broker Hunter

…position is an Industry and Regulatory Oversight Manager supporting Wells Fargo Securities Operations. The individual will work closely with Regulators and Auditors of … MORE INFO

Capital Markets Middle Office Analy

Wells Fargo – Charlotte, NC – Broker Hunter

…tasks to established deadlines 3+ years of Operations experience in a securities /derivatives related support role Possess an understanding of loan, securitiesMORE INFO

Corporate Staff Group Chief Complia

Wells Fargo – Charlotte, NC – Broker Hunter

…services regulatory authorities Compliance experience within a bank and/or securities regulated environment Ability to effectively and constructively lead change … MORE INFO

Jr. Securities Operations Specialist

Kforce – Charlotte, NC – beyond.com

· Date:
· 2014-08-19 17: 46: 50
· City:
· Charlotte
· State:
· NC
· Country:
· US
· Postal Code:
· 28262
· Industry:
· Technology
· Category:
· Business Analysis / ResearchMORE INFO

Quant Research /Hi Frequency - Finance and Investment Industry Opportunity

Leading Securities Firm - Finance and Investment Industry – Charlotte, NC – Velvet Jobs

Our client, a leading securities firm, is seeking a Quantitative Research professional with significant experience in high frequency arbitrage strategies. Devise … MORE INFO

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