23 Regulatory / Compliance Law job listings in the Daly City, California area

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Job listings, help wanted ads and employment postings (last updated on Friday, July 11)

Business Risk Specialist/ Control Officer


CA-San Francisco, The Control Officer is responsible for performing delegated supervisory functions for the complex/branch and ensuring that the complex is in compliance with firm risk management guidelines and policies. As the Control Officer, you may be responsible for performing as delegated certain operation's functions for the complex. In addition, you may be responsible for managing a Control Analyst if one i … MORE INFO

Compliance Specialist


CA-San Francisco, Our client, a publicly-traded software company in San Francisco, is looking for a Compliance Specialist to support the company’s compliance, legal training and marketing departments. This candidate will have an important role in helping develop and grow the legal department’s support of our business partnersand report to the Senior Corporate Counsel. Responsibilities: Assist with creating and main … MORE INFO

Manager, Global Compliance and Ethics (GCE)


CA-San Francisco, Current Need We need an experienced compliance and ethics professional to join McKesson’s Global Compliance and Ethics program (GCE). S/He will have the ability and experience to administer a world class compliance and ethics program by building and overseeing a number of existing and new projects. This position will be located in San Francisco, CA. Position Description The person in this position … MORE INFO

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Owner Operator Teams & Small Fleet Owners

FedEx Ground – Oakland, CA – JobsinTrucks

…FedEx Ground will contract only with businesses that are established under state law as corporations, are registered and in "good standing" with the state(s) … MORE INFO

Corporate and Regulatory Paralegal - Investment Mgmt Firm - Finance and Investment Industry Opportunity

Major Investment Management Firm - Finance and Investment… – San Francisco, CA – Velvet Jobs

Job Description: Position Description The Corporate and Regulatory Paralegal performs and manages corporate and regulatory tasks for our client, a major investment … MORE INFO

Account Manager - Law Firms

MSS Recruiting Services - www.MSSrecruiting.com – San Francisco, CA – ZipRecruiter

…San Mateo area Territory: San Francisco / San Mateo area Call Points: Law Firms - Attorneys, Paralegals, Office Managers Compensation: Base Salary plus Uncapped … MORE INFO

Chief Information Security Officer (CISO)

Unknown – San Francisco, CA – Experteer.com

…CISSP, CISM, CRISC, SANS20 CCSK, CISA (audit), ITAL, NIST, ISO27001, PCI experience, compliance (HIPAA, SOX) SSAE16.
· Provide strategic risk guidance for IT projects, … MORE INFO

Debt Finance Attorney

National Law Firm – San Francisco, CA – ZipRecruiter

Company Description: Job Description: A top tier law firm is seeking a Debt Finance Associate. The ideal candidate would have experience (3-4 years) in the structuring, … MORE INFO

BlackRock Paralegal - Associate

BlackRock – San Francisco, CA – JobDiagnosis

…vehicles, and the industry-leading iShares ETFs. As a member of the SF Legal and Compliance team, this position supports Lawyers in the SF Legal and ComplianceMORE INFO

Ehhanced Due Diligence (EDD) Mnager - Finance and Investment Industry Opportunity

Financial Services Institution - Finance and Investment… – San Francisco, CA – Velvet Jobs

…and procedures and implement and manage the Customer Risk Ranking (CRR). Ensure compliance with applicable federal/state laws and regulations as well as Bank policies … MORE INFO

Vice President of Residential and Consumer Lending

NW Recruiters – San Francisco, CA – ZipRecruiter

…the investment quality of all residential mortgage loans closed and the compliance with regulatory /investor/bank guidelines. . Provide multiple performance related … MORE INFO

BSA/AML Operations Manager - Finance and Investment Industry Opportunity

Financial Services Institution - Finance and Investment… – San Francisco, CA – Velvet Jobs

…of all CDD and suspicious activity investigations and quality control Ensure compliance with BSA/AML policies related to CDD and suspicious activity monitoring CDD … MORE INFO

HR Professional - Western Region

AIG – San Francisco, CA – InsuranceJobs.com

…This role can also advise on local policies and the broader regulatory environment. Major responsibilities include:
· Coach and counsel Senior level Business/Functional … MORE INFO

Senior Litigation Attorney - Complex Insurance Coverage

CNA – San Francisco, CA – InsuranceJobs.com

…tort exposures, and commercial litigation matters, including contract disputes, employment and regulatory matters. The attorney will represent and advise the various CNA … MORE INFO

BSA/AML Investigator (Suspicious Activity Monitoring) - Finance and Investment Industry Opportunity

Financial Services Institution - Finance and Investment… – San Francisco, CA – Velvet Jobs

…suspicious activity; conduct enhanced due diligence reviews and research; complete SARs in compliance with the Bank Secrecy Act; and respond to AML related inquiries … MORE INFO

BSA/AML Investigator - Trust - Finance and Investment Industry Opportunity

Financial Services Institution - Finance and Investment… – San Francisco, CA – Velvet Jobs

…AML investigations on Trust customers and customers that are the subject of law enforcement inquires. This candidate will be responsible for conducing enhanced due … MORE INFO

Assistant General Manager, Operations Gap Flood, Market and Powell

Gap Inc. – San Francisco, CA – JobDiagnosis

…floor coverage to complete all workload, to maximize sales and to ensure compliance to meal and break policies. Ensures all facilities maintenance issues are handled … MORE INFO

Senior Tax Manager

DivTek Global Solutions – San Francisco, CA – ZipRecruiter

…in either public accounting or industry
· Extensive tax planning, tax compliance , and complex transaction experience working with variety clients including dynamic … MORE INFO

PARALEGAL - (Corporate) - Job

Perkins Coie, LLP – San Francisco, CA – JobDiagnosis

…firm experience is preferred. Strong knowledge of California and Delaware corporate law , federal and state securities laws, option plan administration, venture capital … MORE INFO

Risk Manager who Writes and Speaks Chinese - Finance and Investment Industry Opportunity

Well-Established Chinese Commercial Bank - Finance… – San Francisco, CA – Velvet Jobs

…You will be responsible for overseeing annual review, renewal, loan covenant compliance reviews and financial collection process concerning the Bank!|s loan portfolio. … MORE INFO

Military Police - Police Officer

Army National Guard – Oakland, CA – LinkUp

Looking for a law enforcement career? The Army National Guard is looking for dedicated team members to serve their community, state, and nation as Military Police (MPs). … MORE INFO

Attorney Search Director

Leading Law Firm – San Francisco, CA – businessworkforce.com

…the country. This is a unique opportunity for lawyers who no longer want to practice law , but would like to remain entrenched in the legal community. In this new role, … MORE INFO

BlackRock Securities Lending Product Services Specialist

BlackRock – San Francisco, CA – JobDiagnosis

…with counterparties on a daily basis. Calculate haircuts, concentration levels, ensure compliance with internal and client guidelines, and provide reporting to auditors, … MORE INFO

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Employment information for Daly City, CA

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Updated to reflect May 2014 unemployment rates