Regulatory & Standards

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Amendments to SEC Rule 2a-7SEC regulatory amendments to rule 2a-7 relating to tax-exempt money market funds
Federal Aviation AgencyFAA is the federal regulatory agency for aviation and airports.
Financial Accounting Standards Board (FASB)Accounting standards for corporations and certain government or non-profit enterprises
Financial Industry Regulatory AuthorityThe Financial Industry Regulatory Authority (FINRA), is the largest non-governmental regulator for all securities firms doing business in the United States.
General Accounting Standards Board (GASB)Accounting standards for U.S. governmental entities
Government Finance Officer Awards for Financial ReportingThe GFOA's Awards for Excellence in Government Finance recognize contributions to the practice of government finance that exemplify outstanding financial management. Standard for financial reporting.
International Code CouncilOrganization dedicated to developing a single set of comprehensive national model construction codes.
IRS Tax Kit on Tax Exempt BondsInternal Revenue Service compendium and tax kit on rules and commentary on tax exempt municipal bonds.
Local Govt. Environmental Assistance NetLocal Government Environmental Assistance Network (LGEAN)provides enviornmental and regulatory assistance for local governments.
Municipal Securities Rulemaking Board (MSRB)Investment banking and dealer industry self-regulatory board overseeing the municipal bond securities market.
National Association of Securities Dealers (NASD)National Association of Securities Dealers (NASD)
NFMA Best Practices for Municipal Bond DisclosureNational Federation of Municipal Analysts Recommended Best Practices in Disclosure municipal bond debt by credit sector.
North American Securities AdministratorsNorth American Securities Administrators
Performance Measurement for GovernmentThis GASB site focuses on creating performance measurement standards to improve governmental accountability
Practicing Law InstituteLegal organization with educational programs involving municipal, health care, and disclosure topics.
SEC Rule 15c2-12Securities Rule 15c2-12 refers to municipal bond secondary market disclosure requirements on underwriters relating to annual reporting by bond issuers.
SEC Rule 2a-7Securities Exchange Commission Rule relating to tax-exempt money market funds.
SEC: Information for Municipal MarketsEntry point to U.S. Securities and Exchange Commission’s Office of Municipal Securities information pertaining to municipal markets, including current events, market news, continuing disclosure and Rule 15c2-12
Securities & Exchange Commission (SEC)Federal regulator of securities markets, including government and municipal bonds. Section dedicated to municipal securities oversight.
Securities Industry Association (SIA)Securities Industry Association (SIA)
U.S. Environmental Protection AgencyU.S. regulatory agecy for clean environment.
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